Publication pursuant to section 26 (1) WpHG
Publication pursuant to section 26 (1) WpHG of a notification of voting rights pursuant to section 25a (1) WpHG
UBS AG, Zurich, Switzerland, has notified us pursuant to Section 25a (1) WpHG the following on 05 May 2014:
1. Listed company:
Deutsche Lufthansa AG, Von-Gablenz-Str. 2-6, 50679 Cologne, Germany
2. Notifier:
UBS AG, Zurich, Switzerland
3. Triggering event:
Falling below threshold due to acquisition/disposal
4. Threshold(s) crossed or reached:
5%
5. Date at which the threshold is crossed or reached:
30.04.2014
6. Total amount of voting rights:
4.98% (equals 22,971,320 voting rights)
calculated from the following total number of voting rights issued:
461,075,000
7. Detailed information on the voting rights proportion:
- Voting rights proportion based on financial/other instruments pursuant to sec. 25a WpHG:
1.75% (equals 8,069,000 voting rights) thereof held indirectly: 0.00% (equals 0 voting rights)
- Voting rights proportion based on financial/other instruments pursuant to sec. 25 WpHG:
0.33% (equals 1,533,826 voting rights) thereof held indirectly: 0.00% (equals 0 voting rights)
- Voting rights pursuant to sec. 21, 22 WpHG:
2.90% (equals 13,368,494 voting rights)
8. Detailed information on financial/other instruments pursuant to sec. 25a WpHG:
Physically Settled Short Put Option Expiration Date: 16.05.2014
Physically Settled Short Put Option Expiration Date: 20.06.2014
Physically Settled Short Put Option Expiration Date: 19.09.2014
Physically Settled Short Put Option Expiration Date: 19.12.2014
Physically Settled Short Put Option Expiration Date: 19.06.2015
Equity Future Expiration Date: 16.05.2014
Equity Swap Expiration Date: 02.05.2014
Equity Swap Expiration Date: 06.05.2014