1. Details of issuer

Name:

Deutsche Lufthansa AG

Street:

Venloer Str. 151-153

Postal code:

50672

City:

Cologne
Germany

Legal Entity Identifier (LEI):

529900PH63HYJ86ASW55


2. Reason for notification

X

Acquisition/disposal of shares with voting rights

 

Acquisition/disposal of instruments

 

Change of breakdown of voting rights

X

Other reason:
non-applying of trading book exemption according to sec. 36 para. 1 WpHG


3. Details of person subject to the notification obligation

Legal entity: Société Générale S.A.
City of registered office, country: Paris, France


4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.

 


5. Date on which threshold was crossed or reached:

29 Dec 2020


6. Total positions

 

% of voting rights attached to shares
(total of 7.a.)

% of voting rights through instruments
(total of 7.b.1 + 7.b.2)

Total of both in %
(7.a. + 7.b.)

Total number of voting rights pursuant to Sec. 41 WpHG

New

0.85 %

4.18 %

5.02 %

597,742,822

Previous notification

0 %

0 %

0 %

/


7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)

ISIN

Absolute

In %

 

Direct
(Sec. 33 WpHG)

Indirect
(Sec. 34 WpHG)

Direct
(Sec. 33 WpHG)

Indirect
(Sec. 34 WpHG)

DE0008232125

5,056,739

0

0.85 %

0.00 %

Total

5,056,739

0.85 %


b.1. Instruments according to Sec. 38 (1) no. 1 WpHG

Type of instrument

Expiration or maturity date

Exercise or conversion period

Voting rights absolute

Voting rights in %

Right to recall lent securities

N/A

N/A

3,419,286

0.57 %

Listed Call Options

18.06.2021-17.12.2021

Until 18.06.2021-17.12.2021

670,000

0.11 %

Certificates

08.01.2021-18.03.2022

08.01.2021-18.03.2022

1,515,364

0.25 %

Convertible Bonds

17.11.2025

17.11.2025

1,388,889

0.23 %

 

 

Total

6,993,539

1.17 %


b.2. Instruments according to Sec. 38 (1) no. 2 WpHG

Type of instrument

Expiration or maturity date

Exercise or conversion period

Cash or physical settlement

Voting rights absolute

Voting rights in %

OTC Call Options on Basket

03.01.2025

03.01.2025

Cash

2,450

0.00% %

OTC Call Options on Basket

03.01.2033

Until 03.01.2033

Cash

260,433

0.04% %

Contracts For Difference

N/A

N/A

Cash

279,211

0.05% %

Certificates

19.03.2021-31.12.2030

19.03.2021-31.12.2030

Cash

508,518

0.09% %

Certificates

03.01.2033

Until 03.01.2033

Cash

91,169

0.02% %

OTC Call Options

15.01.2021-03.01.2033

Until 15.01.2021-03.01.2033

Cash

4,939,231

0.83% %

OTC Call Options

19.03.2021-17.12.2021

19.03.2021-17.12.2021

Cash

561,658

0.09% %

OTC Put Options

15.01.2021-03.01.2033

Until 15.01.2021-03.01.2033

Cash

1,532,132

0.26% %

OTC Put Options

19.03.2021-17.12.2021

19.03.2021-17.12.2021

Cash

330,056

0.06% %

Listed Put Options

19.03.2021-15.12.2023

Until 19.03.2021-15.12.2023

Physical

3,202,100

0.54% %

Listed Call Warrants

15.01.2021-03.01.2033

Until 15.01.2021-03.01.2033

Cash

3,882,075

0.65% %

Listed Call Warrants

19.03.2021-03.01.2025

19.03.2021-03.01.2025

Cash

522,192

0.09% %

Listed Put Warrants

15.01.2021-03.01.2033

Until 15.01.2021-03.01.2033

Cash

1,532,132

0.26% %

Listed Put Warrants

19.03.2021-17.12.2021

Until 19.03.2021-17.12.2021

Cash

330,056

0.06% %

 

 

 

Total

17,973,413

3.01 %


8. Information in relation to the person subject to the notification obligation

 

Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).

X

Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

Name

% of voting rights (if at least 3% or more)

% of voting rights through instruments (if at least 5% or more)

Total of both (if at least 5% or more)

-Société Générale S.A.

%

%

%

-Société Générale Effekten GmbH

%

%

%

-SG Issuer S.A.

%

%

%


9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:

Proportion of voting rights

Proportion of instruments

Total of both

%

%

%


10. Other explanatory remarks:

 


Date

04 Jan 2021