Publication pursuant to section 26 (1) WpHG
Notification of Major Holdings: The Goldman Sachs Group, Inc.
Notification of Major Holdings
1. Details of issuer
| Deutsche Lufthansa AG Von-Gablenz-Straße 2-6 50679 Köln Germany |
2. Reason for notification
Acquisition/disposal of shares with voting rights | |
Acquisition/disposal of instruments | |
Change of breakdown of voting rights | |
X | Other reason: Statement of holdings (Bestandsmitteilung) pursuant to section 41 para. 4f) WpHG |
3. Details of person subject to the notification obligation
| Name: | City and country of registered office: |
The Goldman Sachs Group, Inc. | Corporation Trust Centre, 1209 Orange Street, Wilmington DE 19801 |
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached
| 26.11.2015 |
6. Total positions
% of voting rights attached to shares | % of voting rights through instruments | total of both in % | total number of voting rights of issuer | |
Resulting situation | 0.50 % | 3.63 % | 4.13 % | 464538750 |
Previous notification | 0.46 % | % | 5.11 % | / |
7. Notified details of the resulting situation
a. Voting rights attached to shares (Sec.s 21, 22 WpHG)
| ISIN | absolute | in % | ||
direct | indirect | direct | indirect | |
DE0008232125 | 0 | 2339565 | 0.00 % | 0.50 % |
Total | 2339565 | 0.50 % | ||
b.1. Instruments according to Sec. 25 para. 1 No. 1 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % |
Securities Lending | Open | 15449504 | 3.33 % | |
Total | 15449504 | 3.33 % |
b.2. Instruments according to Sec. 25 para. 1 No. 2 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % |
Swap | 31.12.2030 | Cash | 828437 | 0.18 % | |
Put Warrant | 31.12.2030 | Cash | 79614 | 0.02 % | |
Call Warrant | 31.12.2030 | Cash | 509899 | 0.11 % | |
OTC Option | 02.06.2016 | Physical | 16 | 0.00 % | |
Total | 1417966 | 0.31 % |
8. Information in relation to the person subject to the notification obligation
Person subject to the notification obligation is not controlled and does itself not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer (1.). | |
X | Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
Name | % of voting rights (if at least held 3% or more) | % of voting rights through instruments (if at least held 5% or more) | Total of both (if at least held 5% or more) |
The Goldman Sachs Group, Inc. | % | % | % |
Goldman Sachs (UK) L.L.C. | % | % | % |
Goldman Sachs Group UK Limited | % | % | % |
Goldman Sachs International | % | % | % |
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The Goldman Sachs Group, Inc. | % | % | % |
The Goldman, Sachs & Co. L.L.C. | % | % | % |
Goldman, Sachs & Co. | % | % | % |
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The Goldman Sachs Group, Inc. | % | % | % |
Goldman, Sachs & Co. | % | % | % |
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The Goldman Sachs Group, Inc. | % | % | % |
Goldman Sachs Asset Management, L.P. | % | % | % |
Goldman Sachs Asset Management Co., Ltd. | % | % | % |
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The Goldman Sachs Group, Inc. | % | % | % |
Goldman, Sachs & Co. Wertpapier GmbH | % | % | % |
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The Goldman Sachs Group, Inc. | % | % | % |
Goldman Sachs (UK) L.L.C. | % | % | % |
Goldman Sachs Group UK Limited | % | % | % |
Goldman Sachs Asset Management International | % | % | % |
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The Goldman Sachs Group, Inc. | % | % | % |
The Goldman Sachs Trust Company, National Association | % | % | % |
The Goldman Sachs Trust Company of Delaware | % | % | % |
9. In case of proxy voting according to Sec. 22 para. 3 WpHG
| Date of general meeting: | |
Holding position after general meeting: | % (equals voting rights) |