Publication pursuant to section 26 (1) WpHG
Publication pursuant to section 26 (1) WpHG of two notifications of voting rights pursuant to section 25a (1) WpHG
Credit Suisse Group AG, Zurich, Switzerland, has notified us pursuant to Section 25a (1) WpHG (I.) on behalf of itself and (II.) on behalf of and with the power of attorney for Credit Suisse AG according to § 24 WpHG the following on 21 August 2015:
I. (Notification of Credit Suisse Group AG)
1. Listed company:
Deutsche Lufthansa AG, Von-Gablenz-Str. 2-6, 50679 Cologne, Germany
2. Notifier:
Credit Suisse Group AG, Zurich, Switzerland
3. Triggering event:
Falling below threshold due to acquisition/disposal
4. Threshold(s) crossed or reached:
5%
5. Date at which the threshold is crossed or reached:
17.08.2015
6. Total amount of voting rights:
4.53% (equals 20,955,452 voting rights)
calculated from the following total number of voting rights issued:
462,772,266
7. Detailed information on the voting rights proportion:
- Voting rights proportion based on financial/other instruments pursuant to sec. 25a WpHG:
1.77% (equals 8,200,662 voting rights) thereof held indirectly: 1.77% (equals 8,200,662 voting rights)
- Voting rights proportion based on financial/other instruments pursuant to sec. 25 WpHG:
2.72% (equals 12,587,185 voting rights) thereof held indirectly: 2.72% (equals 12,587,185 voting rights)
- Voting rights pursuant to sec. 21, 22 WpHG:
0.04% (equals 167,605 voting rights)
8. Detailed information on financial/other instruments pursuant to sec. 25a WpHG:
- Chain of controlled undertakings:
Credit Suisse AG, Credit Suisse Investments (UK), Credit Suisse Investment Holdings (UK), Credit Suisse Securities (Europe) Limited
Credit Suisse AG Guernsey Branch, Credit Suisse International
- Details on financial/other instruments:
Equity Swap, cash settlement | Maturity date: 14.09.2015 |
Equity Swap, cash settlement | Maturity date: 22.09.2015 |
Equity Swap, cash settlement | Maturity date: 04.11.2015 |
Equity Swap, cash settlement | Maturity date: 13.11.2015 |
Equity Swap, cash settlement | Maturity date: 03.12.2015 |
Equity Swap, cash settlement | Maturity date: 03.06.2016 |
Equity Swap, cash settlement | Maturity date: 18.07.2016 |
Equity Swap, cash settlement | Maturity date: 03.10.2016 |
Equity Swap, cash settlement | Maturity date: 07.11.2016 |
Equity Swap, cash settlement | Maturity date: 15.12.2016 |
Equity Swap, cash settlement | Maturity date: 19.12.2016 |
Equity Swap, cash settlement | Maturity date: 03.01.2017 |
Equity Swap, cash settlement | Maturity date: 03.05.2018 |
Short Put Option, Cash Settlement | Maturity date: 17.06.2016 |
Short Put Option, Physical Settlement | Maturity date: 11.09.2015 |
Short Put Option, Physical Settlement | Maturity date: 18.09.2015 |
Short Put Option, Physical Settlement | Maturity date: 09.10.2015 |
Short Put Option, Physical Settlement | Maturity date: 11.12.2015 |
Short Put Option, Physical Settlement | Maturity date: 11.03.2016 |
Short Put Option, Physical Settlement | Maturity date: 10.06.2016 |
Short Put Option, Physical Settlement | Maturity date: 09.12.2016 |
II. (Notification of Credit Suisse AG)
1. Listed company:
Deutsche Lufthansa AG, Von-Gablenz-Str. 2-6, 50679 Cologne, Germany
2. Notifier:
Credit Suisse AG, Zurich, Switzerland
3. Triggering event:
Falling below threshold due to acquisition/disposal
4. Threshold(s) crossed or reached:
5%
5. Date at which the threshold is crossed or reached:
17.08.2015
6. Total amount of voting rights:
4.53% (equals 20,955,452 voting rights)
calculated from the following total number of voting rights issued:
462,772,266
7. Detailed information on the voting rights proportion:
- Voting rights proportion based on financial/other instruments pursuant to sec. 25a WpHG:
1.77% (equals 8,200,662 voting rights) thereof held indirectly: 1.61% (equals 7,462,662 voting rights)
- Voting rights proportion based on financial/other instruments pursuant to sec. 25 WpHG:
2.72% (equals 12,587,185 voting rights) thereof held indirectly: 2.42% (equals 11,202,405 voting rights)
- Voting rights pursuant to sec. 21, 22 WpHG:
0.04% (equals 167,605 voting rights)
8. Detailed information on financial/other instruments pursuant to sec. 25a WpHG:
- Chain of controlled undertakings:
Credit Suisse Investments (UK), Credit Suisse Investment Holdings (UK), Credit Suisse Securities (Europe) Limited
Credit Suisse AG Guernsey Branch, Credit Suisse International
- Details on financial/other instruments:
Equity Swap, cash settlement | Maturity date: 14.09.2015 |
Equity Swap, cash settlement | Maturity date: 22.09.2015 |
Equity Swap, cash settlement | Maturity date: 04.11.2015 |
Equity Swap, cash settlement | Maturity date: 13.11.2015 |
Equity Swap, cash settlement | Maturity date: 03.12.2015 |
Equity Swap, cash settlement | Maturity date: 03.06.2016 |
Equity Swap, cash settlement | Maturity date: 18.07.2016 |
Equity Swap, cash settlement | Maturity date: 03.10.2016 |
Equity Swap, cash settlement | Maturity date: 07.11.2016 |
Equity Swap, cash settlement | Maturity date: 15.12.2016 |
Equity Swap, cash settlement | Maturity date: 19.12.2016 |
Equity Swap, cash settlement | Maturity date: 03.01.2017 |
Equity Swap, cash settlement | Maturity date: 03.05.2018 |
Short Put Option, Cash Settlement | Maturity date: 17.06.2016 |
Short Put Option, Physical Settlement | Maturity date: 11.09.2015 |
Short Put Option, Physical Settlement | Maturity date: 18.09.2015 |
Short Put Option, Physical Settlement | Maturity date: 09.10.2015 |
Short Put Option, Physical Settlement | Maturity date: 11.12.2015 |
Short Put Option, Physical Settlement | Maturity date: 11.03.2016 |
Short Put Option, Physical Settlement | Maturity date: 10.06.2016 |
Short Put Option, Physical Settlement | Maturity date: 09.12.2016 |