Publication pursuant to section 26 (1) WpHG
Publication pursuant to section 26 (1) WpHG of a notification of voting rights pursuant to section 21 ff WpHG
1. Details of issuer
| Deutsche Lufthansa AG Von-Gablenz-Straße 2-6 50679 Köln Germany |
2. Reason for notification
| X | Acquisition/disposal of shares with voting rights |
X | Acquisition/disposal of instruments |
Change of breakdown of voting rights | |
Other reason: |
3. Details of person subject to the notification obligation
| Name: | City and country of registered office: |
Deutsche Bank AG | Frankfurt |
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached
| 10.12.2015 |
6. Total positions
% of voting rights attached to shares | % of voting rights through instruments | total of both in % | total number of voting rights of issuer | |
Resulting situation | 1,84 % | 3,26 % | 5,10 % | 464538750 |
Previous notification | <3 % | <5 % | <5 % | / |
7. Notified details of the resulting situation
a. Voting rights attached to shares (Sec.s 21, 22 WpHG)
| ISIN | absolute | in % | ||
direct | indirect | direct | indirect | |
DE0008232125 | 8550733 | 0 | 1,84 % | 0,00 % |
Total | 8550733 | 1,84 % | ||
b.1. Instruments according to Sec. 25 Abs. 1 Nr. 1 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % |
Warrants | 13.12.2017 | 2961188 | 0,64 % | |
Call Option | 21.12.2018 | 2442835 | 0,53 % | |
Right to Recall | 186964 | 0,04 % | ||
Exchangeable Bonds | 20.12.2016 | 203277 | 0,04 % | |
Futures | 14.03.2016 | Anytime | 71680 | 0,02 % |
Total | 5865944 | 1,26 % |
b.2. Instruments according to Sec. 25 Abs. 1 Nr. 2 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % |
Swaps | 04.01.2018 | Cash | 5167724 | 1,11 % | |
Put Option | 15.12.2017 | Anytime | Physical | 4103629 | 0,88 % |
Total | 9271353 | 2,00 % |
8. Information in relation to the person subject to the notification obligation
| X | Person subject to the notification obligation is not controlled and does itself not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer (1.). |
Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
Name | % of voting rights (if at least held 3% or more) | % of voting rights through instruments (if at least held 5% or more) | Total of both (if at least held 5% or more) |
9. In case of proxy voting according to § 22 Abs. 3 WpHG
| Date of general meeting: | |
Holding position after general meeting: | % (equals voting rights) |