Shareholder structure

Publication pursuant to section 26 (1) WpHG

Notification of Major Holdings: DEUTSCHE BANK Aktiengesellschaft

 

1. Details of issuer

Deutsche Lufthansa AG
Von-Gablenz-Straße 2-6
50679 Köln
Germany


2. Reason for notification

X

Acquisition/disposal of shares with voting rights

X

Acquisition/disposal of instruments

 

Change of breakdown of voting rights

 

Other reason:


3. Details of person subject to the notification obligation

Name:

City and country of registered office:

DEUTSCHE BANK Aktiengesellschaft

Frankfurt Am Main
Germany


4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.

 


5. Date on which threshold was crossed or reached

26 Apr 2016


6. Total positions

 

% of voting rights attached to shares
(total of 7.a.)

% of voting rights through instruments
(total of 7.b.1 + 7.b.2)

total of both in %
(7.a. + 7.b.)

total number of voting rights of issuer

Resulting situation

1.44 %

3.64 %

5.08 %

464538750

Previous notification

1.39 %

3.21 %

4.60 %

/


7. Notified details of the resulting situation
a. Voting rights attached to shares (Sec.s 21, 22 WpHG)

ISIN

absolute

in %

 

direct
(Sec. 21 WpHG)

indirect
(Sec. 22 WpHG)

direct
(Sec. 21 WpHG)

indirect
(Sec. 22 WpHG)

DE0008232125

6671328

1.44 %

%

Total

6671328

1.44 %


b.1. Instruments according to Sec. 25 para. 1 No. 1 WpHG

Type of instrument

Expiration or maturity date

Exercise or conversion period

Voting rights absolute

Voting rights in %

Warrants

13.12.2017

3667505

0.79 %

Call Option

21.12.2018

1276896

0.27 %

Right to Recall

211147

0.05 %

Exchangeables Bonds

13.12.2017

113067

0.02 %

 

 

Total

5268615

1.13 %


b.2. Instruments according to Sec. 25 para. 1 No. 2 WpHG

Type of instrument

Expiration or maturity date

Exercise or conversion period

Cash or physical settlement

Voting rights absolute

Voting rights in %

Swaps

15.02.2018

Cash

6900342

1.49 %

Put Option

15.12.2017

Anytime

Physical

4745500

1.02 %

 

 

 

Total

11645482

2.51 %


8. Information in relation to the person subject to the notification obligation

X

Person subject to the notification obligation is not controlled and does itself not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer (1.).

 

Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

Name

% of voting rights (if at least held 3% or more)

% of voting rights through instruments (if at least held 5% or more)

Total of both (if at least held 5% or more)

 


9. In case of proxy voting according to Sec. 22 para. 3 WpHG

Date of general meeting:

Holding position after general meeting:

% (equals voting rights)