Shareholder structure

Publication pursuant to section 26 (1) WpHG

Notification of Major Holdings: The Goldman Sachs Group, Inc.

 

1. Details of issuer

Deutsche Lufthansa AG
Von-Gablenz-Straße 2-6
50679 Köln
Germany


2. Reason for notification

 

Acquisition/disposal of shares with voting rights

X

Acquisition/disposal of instruments

 

Change of breakdown of voting rights

 

Other reason:


3. Details of person subject to the notification obligation

Name:

City and country of registered office:

The Goldman Sachs Group, Inc.

Corporation Trust Centre, 1209 Orange Street, Wilmington DE 19801
United States of America (USA)


4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.

 


5. Date on which threshold was crossed or reached

11 Jul 2016


6. Total positions

 

% of voting rights attached to shares
(total of 7.a.)

% of voting rights through instruments
(total of 7.b.1 + 7.b.2)

total of both in %
(7.a. + 7.b.)

total number of voting rights of issuer

Resulting situation

1.00 %

5.09 %

6.09 %

466148442

Previous notification

1.08 %

4.93 %

6.00 %

/


7. Notified details of the resulting situation
a. Voting rights attached to shares (Sec.s 21, 22 WpHG)

ISIN

absolute

in %

 

direct
(Sec. 21 WpHG)

indirect
(Sec. 22 WpHG)

direct
(Sec. 21 WpHG)

indirect
(Sec. 22 WpHG)

DE0008232125

0

4680592

0.00 %

1.00 %

US2515613048

0

462

0.00 %

0.0001 %

Total

4681054

1.00 %


b.1. Instruments according to Sec. 25 para. 1 No. 1 WpHG

Type of instrument

Expiration or maturity date

Exercise or conversion period

Voting rights absolute

Voting rights in %

Securities Lending

Open

22307911

4.79 %

 

 

Total

22307911

4.79 %


b.2. Instruments according to Sec. 25 para. 1 No. 2 WpHG

Type of instrument

Expiration or maturity date

Exercise or conversion period

Cash or physical settlement

Voting rights absolute

Voting rights in %

Call Warrant

31.12.2030

Cash

588115

0.13 %

Put Warrant

31.12.2030

Cash

187222

0.04 %

Swap

31.12.2030

Cash

645115

0.14 %

 

 

 

Total

1420452

0.30 %


8. Information in relation to the person subject to the notification obligation

 

Person subject to the notification obligation is not controlled and does itself not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer (1.).

X

Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

Name

% of voting rights (if at least held 3% or more)

% of voting rights through instruments (if at least held 5% or more)

Total of both (if at least held 5% or more)

The Goldman Sachs Group, Inc.

     % %

     % %

     % %

Goldman Sachs (UK) L.L.C.

     % %

     % %

     % %

Goldman Sachs Group UK Limited

     % %

     % %

     % %

Goldman Sachs International

     % %

     % %

     % %

     

     % %

     % %

     % %

The Goldman Sachs Group, Inc.

     % %

     % %

     % %

The Goldman, Sachs & Co. L.L.C.

     % %

     % %

     % %

Goldman, Sachs & Co.

     % %

     % %

     % %

     

     % %

     % %

     % %

The Goldman Sachs Group, Inc.

     % %

     % %

     % %

Goldman, Sachs & Co.

     % %

     % %

     % %

     

     % %

     % %

     % %

The Goldman Sachs Group, Inc.

     % %

     % %

     % %

GSAM Holdings LLC

     % %

     % %

     % %

Goldman Sachs Asset Management, L.P.

     % %

     % %

     % %

Goldman Sachs Asset Management International Holdings L.L.C.

     % %

     % %

     % %

Goldman Sachs Asset Management Co., Ltd.

     % %

     % %

     % %

     

     % %

     % %

     % %

The Goldman Sachs Group, Inc.

     % %

     % %

     % %

Goldman, Sachs & Co. Wertpapier GmbH

     % %

     % %

     % %

     

     % %

     % %

     % %

The Goldman Sachs Group, Inc.

     % %

     % %

     % %

Goldman Sachs (UK) L.L.C.

     % %

     % %

     % %

Goldman Sachs Group UK Limited

     % %

     % %

     % %

Goldman Sachs Asset Management International

     % %

     % %

     % %

     

     % %

     % %

     % %

The Goldman Sachs Group, Inc.

     % %

     % %

     % %

The Goldman Sachs Trust Company, National Association

     % %

     % %

     % %

The Goldman Sachs Trust Company of Delaware

     % %

     % %

     % %

     

     % %

     % %

     % %


9. In case of proxy voting according to Sec. 22 para. 3 WpHG

Date of general meeting:

Holding position after general meeting:

% (equals voting rights)


10. Other explanatory remarks: