Shareholder structure

Publication pursuant to section 26 (1) WpHG

Notification of Major Holdings: Bank of America Corporation

 


1. Details of issuer

Deutsche Lufthansa AG
Von-Gablenz-Straße 2-6
50679 Köln
Germany


2. Reason for notification

X

Acquisition/disposal of shares with voting rights

X

Acquisition/disposal of instruments

 

Change of breakdown of voting rights

 

Other reason:


3. Details of person subject to the notification obligation

Name:

City and country of registered office:

Bank of America Corporation

Wilmington, DE
United States of America (USA)


4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.

N/A


5. Date on which threshold was crossed or reached

19 Oct 2016


6. Total positions

 

% of voting rights attached to shares
(total of 7.a.)

% of voting rights through instruments
(total of 7.b.1 + 7.b.2)

total of both in %
(7.a. + 7.b.)

total number of voting rights of issuer

Resulting situation

0.04 %

0.15 %

0.19 %

466148442

Previous notification

0.51 %

4.91 %

5.42 %

/


7. Notified details of the resulting situation
a. Voting rights attached to shares (Sec.s 21, 22 WpHG)

ISIN

absolute

in %

 

direct
(Sec. 21 WpHG)

indirect
(Sec. 22 WpHG)

direct
(Sec. 21 WpHG)

indirect
(Sec. 22 WpHG)

DE0008232125

0

199900

0 %

0.04 %

Total

199900

0.04 %


b.1. Instruments according to Sec. 25 para. 1 No. 1 WpHG

Type of instrument

Expiration or maturity date

Exercise or conversion period

Voting rights absolute

Voting rights in %

Right to Recall Securities

N/A

N/A

194117

0.042 %

 

 

Total

194117

0.042 %


b.2. Instruments according to Sec. 25 para. 1 No. 2 WpHG

Type of instrument

Expiration or maturity date

Exercise or conversion period

Cash or physical settlement

Voting rights absolute

Voting rights in %

OTC Swaps over Basket

25.10.2018

N/A

Cash

451,743

0.097 %

OTC Swaps over Basket

15.03.2018

N/A

Cash

3,061

0.001 %

OTC Swaps over Basket

15.03.2018

N/A

Cash

9,234

0.002 %

OTC Swaps over Basket

15.09.2017

N/A

Cash

31,538

0.007 %

OTC Swaps over Basket

15.06.2017

N/A

Cash

1,562

0.000 %

OTC Swaps over Basket

17.04.2017

N/A

Cash

2,873

0.001 %

 

 

 

Total

500,011

0.107 %


8. Information in relation to the person subject to the notification obligation

 

Person subject to the notification obligation is not controlled and does itself not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer (1.).

X

Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

Name

% of voting rights (if at least held 3% or more)

% of voting rights through instruments (if at least held 5% or more)

Total of both (if at least held 5% or more)

Bank of America Corporation

N/A %

N/A %

N/A %

NB Holdings Corporation

N/A %

N/A %

N/A %

Merrill Lynch International Incorporated

N/A %

N/A %

N/A %

Merrill Lynch Group Holdings I, L.L.C.

N/A %

N/A %

N/A %

BofAML Jersey Holdings Limited

N/A %

N/A %

N/A %

BofAML EMEA Holdings 1 Limited

N/A %

N/A %

N/A %

BofAML EMEA Holdings 2 Limited

N/A %

N/A %

N/A %

ML UK Capital Holdings Limited

N/A %

N/A %

N/A %

Merrill Lynch International

N/A %

N/A %

N/A %

 

Bank of America Corporation

N/A %

N/A %

N/A %

NB Holdings Corporation

N/A %

N/A %

N/A %

BAC North America Holding Company

N/A %

N/A %

N/A %

BANA Holding Corporation

N/A %

N/A %

N/A %

Bank of America, National Association

N/A %

N/A %

N/A %

 

Bank of America Corporation

N/A %

N/A %

N/A %

NB Holdings Corporation

N/A %

N/A %

N/A %

BAC North America Holding Company

N/A %

N/A %

N/A %

BANA Holding Corporation

N/A %

N/A %

N/A %

Bank of America, National Association

N/A %

N/A %

N/A %

Managed Account Advisors LLC

N/A %

N/A %

N/A %

 

Bank of America Corporation

N/A %

N/A %

N/A %

NB Holdings Corporation

N/A %

N/A %

N/A %

BAC North America Holding Company

N/A %

N/A %

N/A %

Merrill Lynch, Pierce, Fenner & Smith Incorporated

N/A %

N/A %

N/A %

Merrill Lynch Professional Clearing Corp.

N/A %

N/A %

N/A %

 

Bank of America Corporation

N/A %

N/A %

N/A %

NB Holdings Corporation

N/A %

N/A %

N/A %

BAC North America Holding Company

N/A %

N/A %

N/A %

Merrill Lynch, Pierce, Fenner & Smith Incorporated

N/A %

N/A %

N/A %


9. In case of proxy voting according to Sec. 22 para. 3 WpHG

Date of general meeting:

Holding position after general meeting:

% (equals voting rights)


10. Other explanatory remarks: