Publication pursuant to section 26 (1) WpHG
Notification of Major Holdings: The Goldman Sachs Group, Inc.
1. Details of issuer
Deutsche Lufthansa AG Von-Gablenz-Straße 2-6 50679 Köln Germany |
2. Reason for notification
| Acquisition/disposal of shares with voting rights |
X | Acquisition/disposal of instruments |
| Change of breakdown of voting rights |
| Other reason: |
3. Details of person subject to the notification obligation
Name: | City and country of registered office: |
The Goldman Sachs Group, Inc. | Corporation Trust Centre, 1209 Orange Street, Wilmington DE 19801 |
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
|
5. Date on which threshold was crossed or reached
16 March 2017 |
6. Total positions
| % of voting rights attached to shares | % of voting rights through instruments | total of both in % | total number of voting rights of issuer |
Resulting situation | 0.43 % | 4.95 % | 5.38 % | 468818054 |
Previous notification | 1.00 % | 5.09 % | 6.09 % | / |
7. Notified details of the resulting situation
a. Voting rights attached to shares (Sec.s 21, 22 WpHG)
ISIN | absolute | in % | ||
| direct | indirect | direct | indirect |
DE0008232125 | 2026017 | % | 0.43 % | |
US2515613048 | 575 | % | 0.0001 % | |
Total | 2026592 | 0.43 % | ||
b.1. Instruments according to Sec. 25 para. 1 No. 1 WpHG
Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % |
Securities Lending | Open | 19643389 | 4.19 % | |
|
| Total | 19643389 | 4.19 % |
b.2. Instruments according to Sec. 25 para. 1 No. 2 WpHG
Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % |
Call Warrant | 31.12.2030 | Cash | 1403416 | 0.30 % | |
Put Warrant | 31.12.2030 | Cash | 250291 | 0.05 % | |
Swap | 31.12.2030 | Cash | 1896986 | 0.40 % | |
|
|
| Total | 3550693 | 0.76 % |
8. Information in relation to the person subject to the notification obligation
| Person subject to the notification obligation is not controlled and does itself not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer (1.). |
X | Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
Name | % of voting rights (if at least held 3% or more) | % of voting rights through instruments (if at least held 5% or more) | Total of both (if at least held 5% or more) |
The Goldman Sachs Group, Inc. | % | % | % |
Goldman Sachs (UK) L.L.C. | % | % | % |
Goldman Sachs Group UK Limited | % | % | % |
Goldman Sachs International | % | % | % |
| % | % | % |
The Goldman Sachs Group, Inc. | % | % | % |
The Goldman, Sachs & Co. L.L.C. | % | % | % |
Goldman, Sachs & Co. | % | % | % |
| % | % | % |
The Goldman Sachs Group, Inc. | % | % | % |
Goldman, Sachs & Co. | % | % | % |
| % | % | % |
The Goldman Sachs Group, Inc. | % | % | % |
GSAM Holdings LLC | % | % | % |
Goldman Sachs Asset Management, L.P. | % | % | % |
| % | % | % |
The Goldman Sachs Group, Inc. | % | % | % |
Goldman, Sachs & Co. Wertpapier GmbH | % | % | % |
| % | % | % |
The Goldman Sachs Group, Inc. | % | % | % |
Goldman Sachs (UK) L.L.C. | % | % | % |
Goldman Sachs Group UK Limited | % | % | % |
Goldman Sachs Asset Management International | % | % | % |
| % | % | % |
The Goldman Sachs Group, Inc. | % | % | % |
The Goldman Sachs Trust Company, National Association | % | % | % |
The Goldman Sachs Trust Company of Delaware | % | % | % |
| % | % | % |
9. In case of proxy voting according to Sec. 22 para. 3 WpHG
Date of general meeting: | |
Holding position after general meeting: | % (equals voting rights) |
10. Other explanatory remarks:
|