Publication pursuant to section 26 (1) WpHG
Correction of a notification from 29.03.2017: DEUTSCHE BANK AKTIENGESELLSCHAFT
1. Details of issuer
| Deutsche Lufthansa AG Von-Gablenz-Straße 2-6 50679 Köln Germany |
2. Reason for notification
| X | Acquisition/disposal of shares with voting rights |
| Acquisition/disposal of instruments |
| Change of breakdown of voting rights |
| Other reason: |
3. Details of person subject to the notification obligation
| Name: | City and country of registered office: |
DEUTSCHE BANK AKTIENGESELLSCHAFT | Frankfurt am Main |
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
|
5. Date on which threshold was crossed or reached
| 22 March 2017 |
6. Total positions
| % of voting rights attached to shares | % of voting rights through instruments | total of both in % | total number of voting rights of issuer |
Resulting situation | 2.43 % | 2.95 % | 5.39 % | 468818054 |
Previous notification | 1.50 % | 3.19 % | 4.69 % | / |
7. Notified details of the resulting situation
a. Voting rights attached to shares (Sec.s 21, 22 WpHG)
| ISIN | absolute | in % | ||
| direct | indirect | direct | indirect |
DE0008232125 | 11411475 | 2 | 2.43 % | 0.0000004 % |
Total | 11411477 | 2.43 % | ||
b.1. Instruments according to Sec. 25 para. 1 No. 1 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % |
Call Options | 21.12.2018 | Anytime | 1552000 | 0.33 % |
Call Options | 20.12.2019 | 798396 | 0.17 % | |
|
| Total | 2350396 | 0.50 % |
b.2. Instruments according to Sec. 25 para. 1 No. 2 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % |
Swaps | 04.03.2019 | Cash | 4698625 | 1.00 % | |
Put Options | 21.12.2018 | Anytime | Physical | 4127700 | 0.88 % |
Option Swap | 21.12.2018 | Cash | 1525000 | 0.33 % | |
Put Option | 20.12.2019 | Physical | 500000 | 0.11 % | |
Call Option | 21.12.2018 | Cash | 353523 | 0.08 % | |
Put Option | 21.12.2018 | Cash | 103735 | 0.02 % | |
Put Warrants | 13.12.2017 | Cash | 153955 | 0.03 % | |
Call Warrants | 18.09.2020 | Cash | 24023 | 0.005 % | |
Exchangeable Bonds | 20.06.2017 | Cash | 149 | 0.00003 % | |
|
|
| Total | 11486710 | 2.45 % |
8. Information in relation to the person subject to the notification obligation
| Person subject to the notification obligation is not controlled and does itself not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer (1.). |
X | Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
Name | % of voting rights (if at least held 3% or more) | % of voting rights through instruments (if at least held 5% or more) | Total of both (if at least held 5% or more) |
DEUTSCHE BANK AKTIENGESELLSCHAFT | % | % | 5.39 % |
Deutsche Bank Privat- und Geschäftskunden Aktiengesellschaft | % | % | % |
9. In case of proxy voting according to Sec. 22 para. 3 WpHG
| Date of general meeting: | |
Holding position after general meeting: | % (equals voting rights) |
10. Other explanatory remarks:
|