Publication pursuant to section 40 (1) WpHG

Name:

Deutsche Lufthansa AG

Street:

Venloer Str. 151-153

Postal code:

50672

City:

Cologne
Germany

Legal Entity Identifier (LEI):

529900PH63HYJ86ASW55

X

Acquisition/disposal of shares with voting rights

X

Acquisition/disposal of instruments

Change of breakdown of voting rights

Other reason:

Legal entity: Bank of America Corporation
City of registered office, country: Wilmington,DE, United States of America (USA)

03 March 2020

% of voting rights attached to shares 
(total of 7.a.)

% of voting rights throug instruments 
(total of 7.b.1 + 7.b.2)

Total of both in % 
(7.a. + 7.b.)

Total number of voting rights pursuant to Sec. 41 WpHG

New

1.51 %

3.72 %

5.23 %

478,194,257

Previous notification

n/a %

n/a %

n/a %

/

ISIN

Absolute

In %

Direct 
(Sec. 33 WpHG)

Indirect 
(Sec. 34 WpHG)

Direct 
(Sec. 33 WpHG)

Indirect 
(Sec. 34 WpHG)

DE0008232125

0

7,154,761

0.00 %

1.50 %

US2515613048

0

63,788

0.00 %

0.01 %

Total

7,218,549

1.51 %

Type of instrument

Expiration or maturity date

Exercise or conversion period

Voting rights absolute

Voting rights in %

Right to Recall

n/a

n/a

4,101,660

0.86 %

Rights of use

n/a

n/a

612,366

0.13 %

Call Options

19/06/2020 - 17/12/2021

n/a

1,375,000

0.29 %

Total

6,089,026

1.27 %

Type of instrument

Expiration or maturity date

Exercise or conversion period

Cash or physical settlement

Voting rights absolute

Voting rights in %

Swaps

21/04/2020 - 08/08/2024

n/a

Cash

9,941,061

2.08 %

Put Options

16/06/2020 - 17/12/2021

n/a

Physical

1,769,140

0.37 %

Total

11,710,201

2.45 %

Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).

X

Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

Name

% of voting rights (if at least 3% or more)

% of voting rights through instruments (if at least 5% or more)

Total of both (if at least 5% or more)

Bank of America Corporation

%

%

%

NB Holdings Corporation

%

%

%

BofAML Jersey Holdings Limited

%

%

%

BofAML EMEA Holdings 2 Limited

%

%

%

ML UK Capital Holdings Limited

%

%

%

Merrill Lynch International

%

%

%

-

%

%

%

Bank of America Corporation

%

%

%

NB Holdings Corporation

%

%

%

Merrill Lynch International, LLC.

%

%

%

Merrill Lynch Group Holdings I,L.L.C.

%

%

%

BofA Securities Europe SA

%

%

%

-

%

%

%

Bank of America Corporation

%

%

%

NB Holdings Corporation

%

%

%

BofA Securities, Inc

%

%

%

-

%

%

%

Bank of America Corporation

%

%

%

NB Holdings Corporation

%

%

%

BofA Securities, Inc.

%

%

%

Merrill Lynch Professional Clearing Corp

%

%

%

-

%

%

%

Bank of America Corporation

%

%

%

NB Holdings Corporation

%

%

%

BAC North America Holding Company

%

%

%

Bank of America, National Association

%

%

%

-

%

%

%

Bank of America Corporation

%

%

%

NB Holdings Corporation

%

%

%

BAC North America Holding Company

%

%

%

Merrill Lynch, Pierce, Fenner & Smith Incorporated

%

%

%

-

%

%

%

Bank of America Corporation

%

%

%

NB Holdings Corporation

%

%

%

BAC North America Holding Company

%

%

%

Merrill Lynch, Pierce, Fenner & Smith Incorporated

%

%

%

Managed Account Advisors LLC

%

%

%

-

%

%

%

Bank of America Corporation

%

%

%

NB Holdings Corporation

%

%

%

BAC North America Holding Company

%

%

%

Bank of America, National Association

%

%

%

U.S Trust Company of Delaware

%

%

%

Proportion of voting rights

Proportion of instruments

Total of both

%

%

%

06 March 2020