Publication pursuant to section 40 (1) WpHG
Notification of Major Holdings: Société Générale S.A.
1. Details of issuer
| Name: | Deutsche Lufthansa AG |
| Street: | Venloer Str. 151-153 |
| Postal code: | 50672 |
| City: | Cologne Germany |
| Legal Entity Identifier (LEI): | 529900PH63HYJ86ASW55 |
2. Reason for notification
| Acquisition/disposal of shares with voting rights | |
| X | Acquisition/disposal of instruments |
| Change of breakdown of voting rights | |
| X | Other reason: non-applying of trading book exemption according to sec. 36 para. 1 WpHG |
3. Details of person subject to the notification obligation
| Legal entity: Société Générale S.A. City of registered office, country: Paris, France |
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
| 29 Apr 2020 |
6. Total positions
| % of voting rights attached to shares (total of 7.a.) | % of voting rights throug instruments (total of 7.b.1 + 7.b.2) | Total of both in % (7.a. + 7.b.) | Total number of voting rights pursuant to Sec. 41 WpHG | |
| New | 0.49 % | 4.70 % | 5.19 % | 478,194,257 |
| Previous notification | 0 % | 0 % | 0 % | / |
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
| ISIN | Absolute | In % | ||
| Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | |
| DE0008232125 | 2,340,680 | 0 | 0.49 % | 0 % |
| Total | 2,340,680 | 0.49 % | ||
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % |
| Right to recall lent securities | N/A | N/A | 4,363,375 | 0.91 % |
| Listed Call Options | 19.06.2020-17.12.2021 | Until 19.06.2020-17.12.2021 | 2,618,300 | 0.55 % |
| Certificates | 05.06.2020-18.06.2021 | 05.06.2020-18.06.2021 | 1,052,553 | 0.22 % |
| OTC Call Options | 18.12.2020 | 18.12.2020 | 325,804 | 0.07 % |
| Total | 8,360,032 | 1.75 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % |
| Equity Linked Swaps on Basket | 04.05.2020 | 04.05.2020 | Cash | 10,000 | 0.00 % |
| OTC Call Options on Basket | 03.01.2025 | 03.01.2025 | Cash | 1,218 | 0.00 % |
| Contracts For Difference | N/A | N/A | Cash | 282,512 | 0.06 % |
| Equity Linked Swaps | 18.05.2020 | 18.05.2020 | Cash | 590,031 | 0.12 % |
| OTC Call Options | 17.06.2020-03.01.2033 | Until 17.06.2020-03.01.2033 | Cash | 2,211,284 | 0.46 % |
| OTC Call Options | 19.06.2020-18.12.2020 | 19.06.2020-18.12.2020 | Cash | 182,084 | 0.04 % |
| OTC Put Options | 17.06.2020-03.01.2033 | Until 17.06.2020-03.01.2033 | Cash | 1,085,956 | 0.23 % |
| OTC Put Options | 19.06.2020-18.12.2020 | 19.06.2020-18.12.2020 | Cash | 148,605 | 0.03 % |
| Listed Put Options | 19.06.2020-16.12.2022 | Until 19.06.2020-16.12.2022 | Physical | 6,617,300 | 1.38 % |
| Listed Call Warrants | 17.06.2020-03.01.2033 | Until 17.06.2020-03.01.2033 | Cash | 1,620,597 | 0.34 % |
| Listed Call Warrants | 19.06.2020-03.01.2025 | 19.06.2020-03.01.2025 | Cash | 144,481 | 0.03 % |
| Listed Put Warrants | 17.06.2020-03.01.2033 | Until 17.06.2020-03.01.2033 | Cash | 1,085,957 | 0.23 % |
| Listed Put Warrants | 19.06.2020-18.12.2020 | 19.06.2020-18.12.2020 | Cash | 148,606 | 0.03 % |
| Total | 14,128,631 | 2.95 % |
8. Information in relation to the person subject to the notification obligation
| Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). | |
| X | Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
| Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) |
| Société Générale S.A. | % | % | % |
| Société Générale Effekten GmbH | % | % | % |
| Société Générale S.A. | % | % | % |
| Généfinance S.A. | % | % | % |
| Sogéparticipations S.A. | % | % | % |
| Société Générale Bank & Trust S.A. | % | % | % |
| SG Issuer S.A. | % | % | % |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
| Proportion of voting rights | Proportion of instruments | Total of both |
| % | % | % |
10. Other explanatory remarks:
Date
| 05 May 2020 |