Publication pursuant to section 40 (1) WpHG
Notification of Major Holdings: Morgan Stanley
1. Details of issuer
Name: | Deutsche Lufthansa AG |
Street: | Venloer Str. 151-153 |
Postal code: | 50672 |
City: | Cologne |
Legal Entity Identifier (LEI): | 529900PH63HYJ86ASW55 |
2. Reason for notification
| Acquisition/disposal of shares with voting rights |
X | Acquisition/disposal of instruments |
| Change of breakdown of voting rights |
X | Other reason: |
3. Details of person subject to the notification obligation
Legal entity: Morgan Stanley |
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
|
5. Date on which threshold was crossed or reached:
03 Jun 2020 |
6. Total positions
| % of voting rights attached to shares | % of voting rights through instruments | Total of both in % | Total number of voting rights pursuant to Sec. 41 WpHG |
New | 0.52 % | 7.58 % | 8.10 % | 478,194,257 |
Previous notification | 0.59 % | 6.90 % | 7.49 % | / |
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISIN | Absolute | In % | ||
| Direct | Indirect | Direct | Indirect |
DE0008232125 | 0 | 2,494,889 | 0.00 % | 0.52 % |
Total | 2,494,889 | 0.52 % | ||
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % |
Call Option | From 19.06.2020 to 16.12.2022 | at any time | 6,205,400 | 1.30 % |
Right of recall over securities lending agreements | at any time | at any time | 22,934,439 | 4.80 % |
Compound | From 26.05.2021 to 13.06.2023 | at any time | 19,650 | 0.00 % |
|
| Total | 29,159,489 | 6.10 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % |
Retail Structured Product | From 24.08.2066 to 26.03.2070 | at any time | Cash | 3,747 | 0.00 % |
Equity Swap | From 09.11.2020 to 21.07.2022 | at any time | Cash | 2,119,870 | 0.44 % |
Compound | From 28.11.2022 to 03.03.2025 | at any time | Cash | 74,590 | 0.02 % |
Put Option | From 19.06.2020 to 17.12.2021 | at any time | Physical | 4,899,900 | 1.02 % |
|
|
| Total | 7,098,107 | 1.48 % |
8. Information in relation to the person subject to the notification obligation
| Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). |
X | Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) |
Morgan Stanley | % | % | % |
Morgan Stanley Capital Management, LLC | % | % | % |
Morgan Stanley Domestic Holdings, Inc. | % | % | % |
Morgan Stanley Capital Services LLC | % | % | % |
- | % | % | % |
Morgan Stanley | % | % | % |
Morgan Stanley Capital Management, LLC | % | % | % |
Morgan Stanley Domestic Holdings, Inc. | % | % | % |
Morgan Stanley & Co. LLC | % | % | % |
- | % | % | % |
Morgan Stanley | % | % | % |
Morgan Stanley International Holdings Inc. | % | % | % |
Morgan Stanley International Limited | % | % | % |
Morgan Stanley Investments (UK) | % | % | % |
-Morgan Stanley & Co. International plc | % | 5.27 % | 5.31 % |
- | % | % | % |
Morgan Stanley | % | % | % |
Morgan Stanley Capital Management, LLC | % | % | % |
Morgan Stanley Investment Management Inc. | % | % | % |
- | % | % | % |
Morgan Stanley | % | % | % |
Morgan Stanley International Holdings Inc. | % | % | % |
Morgan Stanley B.V. | % | % | % |
- | % | % | % |
Morgan Stanley | % | % | % |
Morgan Stanley International Holdings Inc. | % | % | % |
Morgan Stanley International Limited | % | % | % |
Morgan Stanley Europe Holding SE | % | % | % |
Morgan Stanley Europe SE | % | % | % |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rights | Proportion of instruments | Total of both |
% | % | % |
10. Other explanatory remarks:
|
Date
09 Jun 2020 |