Shareholder structure

Publication pursuant to section 40 (1) WpHG

Notification of Major Holdings: Wirtschaftsstabilisierungsfonds - WSF

1. Details of issuer

Name:

Deutsche Lufthansa AG

Street:

Venloer Str. 151-153

Postal code:

50672

City:

Cologne
Germany

Legal Entity Identifier (LEI):

529900PH63HYJ86ASW55


2. Reason for notification

X

Acquisition/disposal of shares with voting rights

 

Acquisition/disposal of instruments

 

Change of breakdown of voting rights

 

Other reason:
 


3. Details of person subject to the notification obligation

Legal entity: Bundesrepublik Deutschland
City of registered office, country: Berlin, Germany


4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.

Wirtschaftsstabilisierungsfonds - WSF


5. Date on which threshold was crossed or reached:

02 Jul 2020


6. Total positions

 

% of voting rights attached to shares
(total of 7.a.)

% of voting rights through instruments
(total of 7.b.1 + 7.b.2)

Total of both in %
(7.a. + 7.b.)

Total number of voting rights pursuant to Sec. 41 WpHG

New

20.05 %

0.00 %

20.05 %

597,742,822

Previous notification

n/a %

n/a %

n/a %

/


7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)

ISIN

Absolute

In %

 

Direct
(Sec. 33 WpHG)

Indirect
(Sec. 34 WpHG)

Direct
(Sec. 33 WpHG)

Indirect
(Sec. 34 WpHG)

DE0008232125

0

95,954,584

0.00 %

16.05 %

DE000A289BZ4

0

23,909,715

0.00 %

4.00 %

Total

119,864,299

20.05 %


b.1. Instruments according to Sec. 38 (1) no. 1 WpHG

Type of instrument

Expiration or maturity date

Exercise or conversion period

Voting rights absolute

Voting rights in %

   

0

0.00 %

 

 

Total

0

0.00 %


b.2. Instruments according to Sec. 38 (1) no. 2 WpHG

Type of instrument

Expiration or maturity date

Exercise or conversion period

Cash or physical settlement

Voting rights absolute

Voting rights in %

    

0

0.00 %

 

 

 

Total

0

0.00 %


8. Information in relation to the person subject to the notification obligation

 

Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).

X

Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

Name

% of voting rights (if at least 3% or more)

% of voting rights through instruments (if at least 5% or more)

Total of both (if at least 5% or more)

Bundesrepublik Deutschland

%

%

%

Wirtschaftsstabilisierungsfonds - WSF

20.00 %

%

20.00 %

-

%

%

%

Bundesrepublik Deutschland

%

%

%

KENFO – Fonds zur Finanzierung der kerntechnischen Entsorgung

%

%

%

-

%

%

%

Bundesrepublik Deutschland

%

%

%

Deutsche Bundesstiftung Umwelt

%

%

%

-

%

%

%

Bundesrepublik Deutschland

%

%

%

DFS Deutsche Flugsicherung GmbH

%

%

%


9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:

Proportion of voting rights

Proportion of instruments

Total of both

%

%

%


10. Other explanatory remarks:

The Federal Republic of Germany (Bundesrepublik Deutschland) is represented by the Federal Ministry of Finance (Bundesministerium der Finanzen). The admission to trading on the regulated market of the shares under ISIN DE000A289BZ4 will follow at a later date.  


Date

03 Jul 2020