Publication pursuant to section 40 (1) WpHG
Notification of Major Holdings: Société Générale S.A.
1. Details of issuer
Name: | Deutsche Lufthansa AG |
Street: | Venloer Str. 151-153 |
Postal code: | 50672 |
City: | Cologne |
Legal Entity Identifier (LEI): | 529900PH63HYJ86ASW55 |
2. Reason for notification
| Acquisition/disposal of shares with voting rights |
X | Acquisition/disposal of instruments |
| Change of breakdown of voting rights |
X | Other reason: |
3. Details of person subject to the notification obligation
Legal entity: Société Générale S.A. |
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
|
5. Date on which threshold was crossed or reached:
12 Oct 2020 |
6. Total positions
| % of voting rights attached to shares | % of voting rights through instruments | Total of both in % | Total number of voting rights pursuant to Sec. 41 WpHG |
New | 0.37 % | 5.06 % | 5.43 % | 597,742,822 |
Previous notification | 0 % | 0 % | 0 % | / |
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISIN | Absolute | In % | ||
| Direct | Indirect | Direct | Indirect |
DE0008232125 | 2,212,752 | 0 | 0.37 % | 0.00 % |
Total | 2,212,752 | 0.37 % | ||
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % |
Right to recall lent securities | N/A | N/A | 5,846,022 | 0.98 % |
Listed Call Options | 18.12.2020-17.12.2021 | Until 18.12.2020-17.12.2021 | 1,815,800 | 0.30 % |
Certificates | 16.10.2020-30.12.2021 | 16.10.2020-30.12.2021 | 2,441,867 | 0.41 % |
OTC Call Options | 18.12.2020 | 18.12.2020 | 325,804 | 0.05 % |
|
| Total | 10,429,493 | 1.74 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % |
OTC Call Options on Basket | 03.01.2025 | 03.01.2025 | Cash | 1,725 | 0.00 % |
OTC Call Options on Basket | 03.01.2033 | Until 03.01.2033 | Cash | 127,293 | 0.02 % |
Contracts For Difference | N/A | N/A | Cash | 1,285,911 | 0.22 % |
Certificates | 26.05.2021 | 26.05.2021 | Cash | 75,712 | 0.01 % |
Certificates | 31.12.2030-03.01.2033 | Until 31.12.2030-03.01.2033 | Cash | 89,433 | 0.01 % |
Future | 18.12.2020 | 18.12.2020 | Cash | 400,000 | 0.07 % |
OTC Call Options | 20.11.2020-03.01.2033 | Until 20.11.2020-03.01.2033 | Cash | 2,727,941 | 0.46 % |
OTC Call Options | 20.11.2020-19.03.2021 | 20.11.2020-19.03.2021 | Cash | 309,439 | 0.05 % |
OTC Put Options | 20.11.2020-03.01.2033 | Until 20.11.2020-03.01.2033 | Cash | 3,152,418 | 0.53 % |
OTC Put Options | 20.11.2020-19.03.2021 | 20.11.2020-19.03.2021 | Cash | 434,073 | 0.07 % |
Listed Put Options | 18.12.2020-16.12.2022 | Until 18.12.2020-16.12.2022 | Physical | 5,077,000 | 0.85 % |
Listed Call Warrants | 20.11.2020-03.01.2033 | Until 20.11.2020-03.01.2033 | Cash | 2,269,447 | 0.38 % |
Listed Call Warrants | 20.11.2020-03.01.2025 | 20.11.2020-03.01.2025 | Cash | 282,007 | 0.05 % |
Listed Put Warrants | 20.11.2020-03.01.2033 | Until 20.11.2020-03.01.2033 | Cash | 3,152,418 | 0.53 % |
Listed Put Warrants | 20.11.2020-19.03.2021 | 20.11.2020-19.03.2021 | Cash | 434,073 | 0.07 % |
|
|
| Total | 19,818,890 | 3.32 % |
8. Information in relation to the person subject to the notification obligation
| Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). |
X | Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) |
-Société Générale S.A. | % | % | % |
-Société Générale Effekten GmbH | % | % | % |
-Société Générale S.A. | % | % | % |
-Généfinance S.A. | % | % | % |
-Sogéparticipations S.A. | % | % | % |
-Société Générale Luxembourg | % | % | % |
-SG Issuer S.A. | % | % | % |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rights | Proportion of instruments | Total of both |
% | % | % |
10. Other explanatory remarks:
|
Date
15 Oct 2020 |