Publication pursuant to section 40 (1) WpHG
Notification of Major Holdings: Société Générale S.A.
1. Details of issuer
| Name: | Deutsche Lufthansa AG |
| Street: | Venloer Str. 151-153 |
| Postal code: | 50672 |
| City: | Cologne Germany |
| Legal Entity Identifier (LEI): | 529900PH63HYJ86ASW55 |
2. Reason for notification
| Acquisition/disposal of shares with voting rights | |
| X | Acquisition/disposal of instruments |
| Change of breakdown of voting rights | |
| X | Other reason: non-applying of trading book exemption according to sec. 36 para. 1 WpHG |
3. Details of person subject to the notification obligation
| Legal entity: Société Générale S.A. City of registered office, country: Paris, France |
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
| 19 Oct 2020 |
6. Total positions
| % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | Total of both in % (7.a. + 7.b.) | Total number of voting rights pursuant to Sec. 41 WpHG | |
| New | 0.47 % | 4.68 % | 5.15 % | 597,742,822 |
| Previous notification | 0 % | 0 % | 0 % | / |
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
| ISIN | Absolute | In % | ||
| Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | |
| DE0008232125 | 2,791,850 | 0 | 0.47 % | 0.00 % |
| Total | 2,791,850 | 0.47 % | ||
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % |
| Right to recall lent securities | N/A | N/A | 3,993,617 | 0.67 % |
| Listed Call Options | 18.12.2020-17.12.2021 | Until 18.12.2020-17.12.2021 | 1,815,800 | 0.30 % |
| Certificates | 26.10.2020-30.12.2021 | 26.10.2020-30.12.2021 | 2,178,296 | 0.36 % |
| OTC Call Options | 18.12.2020 | 18.12.2020 | 325,804 | 0.05 % |
| Total | 8,313,517 | 1.39 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % |
| OTC Call Options on Basket | 03.01.2025 | 03.01.2025 | Cash | 1,521 | 0.00 % |
| OTC Call Options on Basket | 03.01.2033 | Until 03.01.2033 | Cash | 127,242 | 0.02 % |
| Contracts For Difference | N/A | N/A | Cash | 1,097,894 | 0.18 % |
| Certificates | 26.05.2021 | 26.05.2021 | Cash | 75,712 | 0.01 % |
| Certificates | 31.12.2030- 03.01.2033 | Until 31.12.2030- 03.01.2033 | Cash | 85,618 | 0.01 % |
| Future | 18.12.2020 | 18.12.2020 | Cash | 400,000 | 0.07 % |
| OTC Call Options | 20.11.2020- 03.01.2033 | Until 20.11.2020- 03.01.2033 | Cash | 2,455,314 | 0.41 % |
| OTC Call Options | 20.11.2020- 19.03.2021 | 20.11.2020- 19.03.2021 | Cash | 408,897 | 0.07 % |
| OTC Put Options | 20.11.2020- 03.01.2033 | Until 20.11.2020- 03.01.2033 | Cash | 3,307,795 | 0.55 % |
| OTC Put Options | 20.11.2020- 19.03.2021 | 20.11.2020- 19.03.2021 | Cash | 450,045 | 0.08 % |
| Listed Put Options | 18.12.2020- 16.12.2022 | Until 18.12.2020- 16.12.2022 | Physical | 5,077,000 | 0.85 % |
| Listed Call Warrants | 20.11.2020- 03.01.2033 | Until 20.11.2020- 03.01.2033 | Cash | 2,029,311 | 0.34 % |
| Listed Call Warrants | 20.11.2020- 03.01.2025 | 20.11.2020- 03.01.2025 | Cash | 393,497 | 0.07 % |
| Listed Put Warrants | 20.11.2020- 03.01.2033 | Until 20.11.2020- 03.01.2033 | Cash | 3,307,795 | 0.55 % |
| Listed Put Warrants | 20.11.2020- 19.03.2021 | 20.11.2020- 19.03.2021 | Cash | 450,045 | 0.08 % |
| Total | 19,667,686 | 3.29 % |
8. Information in relation to the person subject to the notification obligation
| Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). | |
| X | Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
| Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) |
| -Société Générale S.A. | % | % | % |
| -Société Générale Effekten GmbH | % | % | % |
| - | % | % | % |
| -Société Générale S.A. | % | % | % |
| -Généfinance S.A. | % | % | % |
| -Sogéparticipations S.A. | % | % | % |
| -Société Générale Luxembourg | % | % | % |
| -SG Issuer S.A. | % | % | % |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
| Proportion of voting rights | Proportion of instruments | Total of both |
| % | % | % |
10. Other explanatory remarks:
Date
| 22 Oct 2020 |