Publication pursuant to section 40 (1) WpHG
Notification of Major Holdings: Société Générale S.A.
1. Details of issuer
Name: | Deutsche Lufthansa AG |
Street: | Venloer Str. 151-153 |
Postal code: | 50672 |
City: | Cologne |
Legal Entity Identifier (LEI): | 529900PH63HYJ86ASW55 |
2. Reason for notification
X | Acquisition/disposal of shares with voting rights |
X | Acquisition/disposal of instruments |
| Change of breakdown of voting rights |
X | Other reason: |
3. Details of person subject to the notification obligation
Legal entity: Société Générale S.A. |
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
|
5. Date on which threshold was crossed or reached:
09 Apr 2021 |
6. Total positions
| % of voting rights attached to shares | % of voting rights through instruments | Total of both in % | Total number of voting rights pursuant to Sec. 41 WpHG |
New | 0.29 % | 5.04 % | 5.33 % | 597,742,822 |
Previous notification | 0 % | 0 % | 0 % | / |
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISIN | Absolute | In % | ||
| Direct | Indirect | Direct | Indirect |
DE0008232125 | 1,589,020 | 115,000 | 0.27 % | 0.02 % |
Total | 1,704,020 | 0.29 % | ||
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % |
Right to recall lent securities | N/A | N/A | 3,678,433 | 0.62 % |
Convertible Bonds | 17.11.2025 | 17.11.2025 | 771,605 | 0.13 % |
Listed Call Options | 18.06.2021-17.12.2021 | Until 18.06.2021-17.12.2021 | 624,900 | 0.10 % |
Certificates | 16.04.2021-17.02.2023 | 16.04.2021-17.02.2023 | 1,194,025 | 0.20 % |
|
| Total | 6,268,963 | 1.05 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % |
Equity Linked Swap on Basket | 19.04.2021 | 19.04.2021 | Cash | 2,357,829 | 0.39 % |
OTC Call Options on Basket | 03.01.2025 | 03.01.2025 | Cash | 2,170 | 0.00 % |
OTC Call Options on Basket | 03.01.2033 | Until 03.01.2033 | Cash | 238,846 | 0.04 % |
Contracts For Difference | N/A | N/A | Cash | 2,350,029 | 0.39 % |
Certificates | 26.05.2021 | 26.05.2021 | Cash | 75,712 | 0.01 % |
Certificates | 31.12.2030-03.01.2033 | Until 31.12.2030-03.01.2033 | Cash | 58,340 | 0.01 % |
Equity Linked Swap | 16.04.2021 | 16.04.2021 | Cash | 82,700 | 0.01 % |
OTC Call Options | 16.04.2021-03.01.2033 | Until 16.04.2021-03.01.2033 | Cash | 5,236,022 | 0.88 % |
OTC Call Options | 18.06.2021-17.12.2021 | 18.06.2021-17.12.2021 | Cash | 564,932 | 0.09 % |
OTC Put Options | 16.04.2021-03.01.2033 | Until 16.04.2021-03.01.2033 | Cash | 1,292,511 | 0.22 % |
OTC Put Options | 16.04.2021-17.12.2021 | 16.04.2021-17.12.2021 | Cash | 192,694 | 0.03 % |
Listed Put Options | 18.06.2021-15.12.2023 | Until 18.06.2021-15.12.2023 | Physical | 5,139,100 | 0.86 % |
Listed Call Warrants | 16.04.2021-03.01.2033 | Until 16.04.2021-03.01.2033 | Cash | 4,519,591 | 0.76 % |
Listed Call Warrants | 18.06.2021-03.01.2025 | 18.06.2021-03.01.2025 | Cash | 281,433 | 0.05 % |
Listed Put Warrants | 16.04.2021-03.01.2033 | Until 16.04.2021-03.01.2033 | Cash | 1,292,511 | 0.22 % |
Listed Put Warrants | 16.04.2021-17.12.2021 | 16.04.2021-17.12.2021 | Cash | 192,694 | 0.03 % |
|
|
| Total | 23,877,114 | 3.99 % |
8. Information in relation to the person subject to the notification obligation
| Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). |
X | Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) |
-Société Générale S.A. | % | % | % |
- | % | % | % |
-Société Générale S.A. | % | % | % |
-Société Générale Effekten GmbH | % | % | % |
- | % | % | % |
-Société Générale S.A. | % | % | % |
-Généfinance S.A. | % | % | % |
-Sogéparticipations S.A. | % | % | % |
-Société Générale Luxembourg | % | % | % |
-SG Issuer S.A. | % | % | % |
- | % | % | % |
-Société Générale S.A. | % | % | % |
-SG Americas Securities Holding, LLC | % | % | % |
-SG Americas Securities, LLC | % | % | % |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rights | Proportion of instruments | Total of both |
% | % | % |
10. Other explanatory remarks:
|
Date
14 Apr 2021 |