Publication pursuant to section 40 (1) WpHG
Notification of Major Holdings: The Goldman Sachs Group, Inc.
1. Details of issuer
Name: | Deutsche Lufthansa AG |
Street: | Venloer Str. 151-153 |
Postal code: | 50672 |
City: | Cologne |
Legal Entity Identifier (LEI): | 529900PH63HYJ86ASW55 |
2. Reason for notification
| Acquisition/disposal of shares with voting rights |
X | Acquisition/disposal of instruments |
| Change of breakdown of voting rights |
X | Other reason: |
3. Details of person subject to the notification obligation
Legal entity: The Goldman Sachs Group, Inc. |
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
|
5. Date on which threshold was crossed or reached:
14 Apr 2021 |
6. Total positions
| % of voting rights attached to shares | % of voting rights through instruments | Total of both in % | Total number of voting rights pursuant to Sec. 41 WpHG |
New | 0.28 % | 4.87 % | 5.15 % | 597,742,822 |
Previous notification | 0.14 % | 5.04 % | 5.19 % | / |
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISIN | Absolute | In % | ||
| Direct | Indirect | Direct | Indirect |
US2515613048 | 0 | 46,365 | 0 % | 0.01 % |
DE0008232125 | 0 | 1,632,605 | 0 % | 0.27 % |
Total | 1,678,970 | 0.28 % | ||
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % |
Right To Recall | Open | 10,156,814 | 1.70 % | |
Future | 18.06.2021 | 198,998 | 0.03 % | |
Call Option | 15.12.2023 | 2,695,000 | 0.45 % | |
Swap | 16.12.2022 | 160,221 | 0.03 % | |
Convertible Bond | 17.11.2025 | 347,222 | 0.06 % | |
Call Warrant | 18.07.2023 | 106,133 | 0.02 % | |
|
| Total | 13,664,388 | 2.29 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % |
CFD | 15.04.2031 | Cash | 4,337,106 | 0.73 % | |
Swap | 31.12.2030 | Cash | 3,911,129 | 0.65 % | |
Put Option | 20.12.2024 | Physical | 4,045,000 | 0.68 % | |
Call Warrant | 31.12.2030 | Cash | 2,476,506 | 0.41 % | |
Put Warrant | 31.12.2030 | Cash | 666,924 | 0.11 % | |
|
|
| Total | 15,436,665 | 2.58 % |
8. Information in relation to the person subject to the notification obligation
| Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). |
X | Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) |
The Goldman Sachs Group, Inc. | % | % | % |
GSAM Holdings LLC | % | % | % |
Goldman Sachs Asset Management, L.P. | % | % | % |
- | % | % | % |
The Goldman Sachs Group, Inc. | % | % | % |
Goldman, Sachs & Co. Wertpapier GmbH | % | % | % |
- | % | % | % |
The Goldman Sachs Group, Inc. | % | % | % |
Goldman Sachs (Cayman) Holding Company | % | % | % |
Goldman Sachs Bank Europe SE | % | % | % |
- | % | % | % |
The Goldman Sachs Group, Inc. | % | % | % |
Goldman Sachs & Co. LLC | % | % | % |
- | % | % | % |
The Goldman Sachs Group, Inc. | % | % | % |
Goldman Sachs (UK) L.L.C. | % | % | % |
Goldman Sachs Group UK Limited | % | % | % |
Goldman Sachs International | % | % | % |
- | % | % | % |
The Goldman Sachs Group, Inc. | % | % | % |
IMD Holdings LLC | % | % | % |
United Capital Financial Partners, Inc. | % | % | % |
United Capital Financial Advisers, LLC | % | % | % |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rights | Proportion of instruments | Total of both |
% | % | % |
10. Other explanatory remarks:
|
Date
19 Apr 2021 |