Shareholder structure

Publication pursuant to section 40 (1) WpHG

Notification of Major Holdings: Société Générale S.A.

1. Details of issuer

Name:

Deutsche Lufthansa AG

Street:

Venloer Str. 151-153

Postal code:

50672

City:

Cologne
Germany

Legal Entity Identifier (LEI):

529900PH63HYJ86ASW55


2. Reason for notification

 

Acquisition/disposal of shares with voting rights

X

Acquisition/disposal of instruments

 

Change of breakdown of voting rights

X

Other reason:
non-applying of trading book exemption according to sec. 36 para. 1 WpHG


3. Details of person subject to the notification obligation

Legal entity: Société Générale S.A.
City of registered office, country: Paris, France


4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.

 


5. Date on which threshold was crossed or reached:

18 Nov 2021


6. Total positions

 

% of voting rights attached to shares
(total of 7.a.)

% of voting rights through instruments
(total of 7.b.1 + 7.b.2)

Total of both in %
(7.a. + 7.b.)

Total number of voting rights pursuant to Sec. 41 WpHG

New

1.35 %

3.69 %

5.04 %

1,195,485,644

Previous notification

0 %

0 %

0 %

/


7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)

ISIN

Absolute

In %

 

Direct
(Sec. 33 WpHG)

Indirect
(Sec. 34 WpHG)

Direct
(Sec. 33 WpHG)

Indirect
(Sec. 34 WpHG)

DE0008232125

16,148,491

0

1.35 %

0.00 %

Total

16,148,491

1.35 %


b.1. Instruments according to Sec. 38 (1) no. 1 WpHG

Type of instrument

Expiration or maturity date

Exercise or conversion period

Voting rights absolute

Voting rights in %

Right to recall lent securities

N/A

N/A

5,742,660

0.48 %

Convertible Bonds

17.11.2025

17.11.2025

97,557

0.01 %

Listed Call Options

17.12.2021-21.06.2024

Until 17.12.2021-21.06.2024

1,641,234

0.14 %

Certificates

19.11.2021-17.02.2023

19.11.2021-17.02.2023

3,665,823

0.31 %

 

 

Total

11,147,274

0.93 %


b.2. Instruments according to Sec. 38 (1) no. 2 WpHG

Type of instrument

Expiration or maturity date

Exercise or conversion period

Cash or physical settlement

Voting rights absolute

Voting rights in %

OTC Call Options on Basket

03.01.2033

Until 03.01.2033

Cash

1,905,684

0.16 %

Contracts For Difference

N/A

N/A

Cash

18,322

0 %

Certificates

17.12.2021-18.03.2022

17.12.2021-18.03.2022

Cash

1,364,120

0.11 %

Certificates

31.12.2030-03.01.2033

Until 31.12.2030-03.01.2033

Cash

40,864

0 %

OTC Call Options

19.11.2021-03.01.2033

Until 19.11.2021-03.01.2033

Cash

7,360,168

0.62 %

OTC Call Options

17.12.2021-16.09.2022

17.12.2021-16.09.2022

Cash

1,738,471

0.15 %

OTC Put Options

19.11.2021-03.01.2033

Until 19.11.2021-03.01.2033

Cash

2,282,628

0.19 %

OTC Put Options

19.11.2021-16.09.2022

19.11.2021-16.09.2022

Cash

2,155,259

0.18 %

Listed Put Options

17.12.2021-15.12.2023

Until 17.12.2021-15.12.2023

Physical

3,643,890

0.30 %

Listed Call Warrants

19.11.2021-03.01.2033

Until 19.11.2021-03.01.2033

Cash

6,457,674

0.54 %

Listed Call Warrants

17.12.2021-16.09.2022

17.12.2021-16.09.2022

Cash

1,531,368

0.13 %

Listed Put Warrants

19.11.2021-03.01.2033

Until 19.11.2021-03.01.2033

Cash

2,284,828

0.19 %

Listed Put Warrants

19.11.2021-16.09.2022

19.11.2021-16.09.2022

Cash

2,204,802

0.18 %

 

 

 

Total

32,988,078

2.76 %


8. Information in relation to the person subject to the notification obligation

 

Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).

X

Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

Name

% of voting rights (if at least 3% or more)

% of voting rights through instruments (if at least 5% or more)

Total of both (if at least 5% or more)

Société Générale S.A.

%

%

%

Société Générale Effekten GmbH

%

%

%


9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:

Proportion of voting rights

Proportion of instruments

Total of both

%

%

%


10. Other explanatory remarks:

 


Date

22 Nov 2021