Shareholder structure

Publication pursuant to section 40 (1) WpHG

Notification of Major Holdings: Société Générale S.A.

1. Details of issuer

Name:

Deutsche Lufthansa AG

Street:

Venloer Str. 151-153

Postal code:

50672

City:

Cologne
Germany

Legal Entity Identifier (LEI):

529900PH63HYJ86ASW55


2. Reason for notification

X

Acquisition/disposal of shares with voting rights

X

Acquisition/disposal of instruments

 

Change of breakdown of voting rights

X

Other reason:
non-applying of trading book exemption according to sec. 36 para. 1 WpHG


3. Details of person subject to the notification obligation

Legal entity: Société Générale S.A.
City of registered office, country: Paris, France


4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.

 


5. Date on which threshold was crossed or reached:

02 Feb 2023


6. Total positions

 

% of voting rights attached to shares
(total of 7.a.)

% of voting rights through instruments
(total of 7.b.1 + 7.b.2)

Total of both in %
(7.a. + 7.b.)

Total number of voting rights pursuant to Sec. 41 WpHG

New

0.39 %

4.66 %

5.05 %

1,195,485,644

Previous notification

0 %

0 %

0 %

/


7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)

ISIN

Absolute

In %

 

Direct
(Sec. 33 WpHG)

Indirect
(Sec. 34 WpHG)

Direct
(Sec. 33 WpHG)

Indirect
(Sec. 34 WpHG)

DE0008232125

4,667,855

0

0.39 %

0.00 %

Total

4,667,855

0.39 %


b.1. Instruments according to Sec. 38 (1) no. 1 WpHG

Type of instrument

Expiration or maturity date

Exercise or conversion period

Voting rights absolute

Voting rights in %

Right to recall lent securities

N/A

N/A

6,260,679

0.52 %

Listed Call Options

03.02.2023-21.06.2024

Until 03.02.2023-21.06.2024

1,714,119

0.14 %

Certificates

17.03.2023-15.03.2024

17.03.2023-15.03.2024

1,724,431

0.14 %

OC - Convertible bonds

17.11.2025

17.11.2025

3,674,637

0.31 %

 

 

Total

13,373,866

1.12 %


b.2. Instruments according to Sec. 38 (1) no. 2 WpHG

Type of instrument

Expiration or maturity date

Exercise or conversion period

Cash or physical settlement

Voting rights absolute

Voting rights in %

OTC Call Options on Basket

03.01.2033

Until 03.01.2033

Cash

6,489,896

0.54 %

Contracts For Difference

N/A

N/A

Cash

2,380,240

0.20 %

Certificates

16.06.2023- 31.12.2030

16.06.2023- 31.12.2030

Cash

1,203,886

0.10 %

Certificates

03.01.2033

Until 03.01.2033

Cash

10,211

0 %

OTC Call Options

17.02.2023-03.01.2033

Until 17.02.2023-03.01.2033

Cash

8,710,830

0.73 %

OTC Call Options

17.03.2023-15.12.2023

17.03.2023-15.12.2023

Cash

1,170,995

0.10 %

OTC Put Options

17.02.2023-03.01.2033

Until 17.02.2023-03.01.2033

Cash

514,884

0.04 %

OTC Put Options

17.02.2023-15.12.2023

17.02.2023-15.12.2023

Cash

365,917

0.03 %

Listed Put Options

18.02.2022-15.12.2023

Until 17.03.2023-18.12.2026

Physical

5,660,178

0.47 %

Listed Call Warrants

17.02.2022-03.01.2033

Until 17.02.2022-03.01.2033

Cash

13,771,064

1.15 %

Listed Call Warrants

17.03.2023-15.12.2023

17.03.2023-15.12.2023

Cash

1,162,137

0.10 %

Listed Put Warrants

17.02.2023-03.01.2033

Until 17.02.2023-03.01.2033

Cash

518,669

0.04 %

Listed Put Warrants

17.02.2023-15.12.2023

17.02.2023-15.12.2023

Cash

366,068

0.03 %

 

 

 

Total

42,324,975

3.54 %


8. Information in relation to the person subject to the notification obligation

 

Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).

X

Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

Name

% of voting rights (if at least 3% or more)

% of voting rights through instruments (if at least 5% or more)

Total of both (if at least 5% or more)

-

%

%

%

-

%

%

%


9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:

Proportion of voting rights

Proportion of instruments

Total of both

%

%

%


10. Other explanatory remarks:

 


Date

07 Feb 2023