Publication pursuant to section 26 (1) WpHG
Notification of Major Holdings: Bank of America Corporation
1. Details of issuer
| Deutsche Lufthansa AG Von-Gablenz-Straße 2-6 50679 Köln Germany |
2. Reason for notification
| Acquisition/disposal of shares with voting rights |
X | Acquisition/disposal of instruments |
| Change of breakdown of voting rights |
| Other reason: |
3. Details of person subject to the notification obligation
| Name: | City and country of registered office: |
Bank of America Corporation | Wilmington, DE. |
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
| N/A |
5. Date on which threshold was crossed or reached
| 21 Jul 2016 |
6. Total positions
| % of voting rights attached to shares | % of voting rights through instruments | total of both in % | total number of voting rights of issuer |
Resulting situation | 0.658 % | 4.717 % | 5.374 % | 466148442 |
Previous notification | N/A % | N/A % | N/A % | / |
7. Notified details of the resulting situation
a. Voting rights attached to shares (Sec.s 21, 22 WpHG)
| ISIN | absolute | in % | ||
| direct | indirect | direct | indirect |
DE0008232125 | 0 | 3065390 | 0 % | 0.658 % |
Total | 3065390 | 0.658 % | ||
b.1. Instruments according to Sec. 25 para. 1 No. 1 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % |
Right to recall | N/A | N/A | 14896665 | 3.196 % |
Equity Options Short Put (physical) | 16.12.2016 | N/A | 525000 | 0.113 % |
Equity Options Short Put (physical) | 16.06.2017 | N/A | 300000 | 0.064 % |
Equity Options Long Call (physical) | 16.12.2016 | N/A | 50000 | 0.011 % |
|
| Total | 15771665 | 3.384 % |
b.2. Instruments according to Sec. 25 para. 1 No. 2 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % |
OTC Swaps over Basket (Long | 15.09.2016 | N/A | Cash | 1248163 | 0.268 % |
Swaps over Basket (Long) | 25.10.2016 | N/A | Cash | 13764 | 0.003 % |
OTC Swaps over Basket (Long) | 16.12.2016 | N/A | Cash | 172881 | 0.037 % |
Swaps over Basket (Long) | 30.12.2016 | N/A | Cash | 164887 | 0.035 % |
OTC Swaps over Basket (Long) | 16.01.2017 | N/A | Cash | 239250 | 0.051 % |
OTC Swaps over Basket (Long) | 18.01.2017 | N/A | Cash | 25980 | 0.006 % |
OTC Swaps over Basket (Long) | 30.01.2017 | N/A | Cash | 6343 | 0.001 % |
OTC Swaps over Basket (Long) | 20.02.2017 | N/A | Cash | 9970 | 0.002 % |
OTC Swaps over Basket (Long) | 28.02.2017 | N/A | Cash | 565575 | 0.121 % |
OTC Swaps over Basket (Long) | 18.04.2017 | N/A | Cash | 912945 | 0.196 % |
OTC Swaps over Basket (Long) | 20.04.2017 | N/A | Cash | 514620 | 0.110 % |
OTC Swaps over Basket (Long) | 18.05.2017 | N/A | Cash | 343821 | 0.074 % |
OTC Swaps over Basket (Long) | 15.06.2017 | N/A | Cash | 210 | 0.000 % |
OTC Swaps over Basket (Long) | 19.06.2017 | N/A | Cash | 41791 | 0.009 % |
OTC Swaps over Basket (Long) | 30.06.2017 | N/A | Cash | 61613 | 0.013 % |
OTC Swaps over Basket (Long) | 18.07.2017 | N/A | Cash | 883109 | 0.189 % |
OTC Swaps over Basket (Long) | 18.08.2017 | N/A | Cash | 700000 | 0.150 % |
OTC Swaps over Basket (Long) | 30.10.2017 | N/A | Cash | 35616 | 0.008 % |
OTC Swaps over Basket (Long) | 11.04.2018 | N/A | Cash | 16304 | 0.003 % |
OTC Swaps over Basket (Long) | 01.02.2018 | N/A | Cash | 139457 | 0.030 % |
OTC Swaps over Basket (Long) | 14.12.2017 | N/A | Cash | 8087 | 0.002 % |
OTC Swaps over Basket (Long) | 04.12.2017 | N/A | Cash | 20710 | 0.004 % |
OTC Swaps over Basket (Long) | 24.11.2017 | N/A | Cash | 99 | 0.000 % |
OTC Swaps over Basket (Long) | 09.10.2017 | N/A | Cash | 37892 | 0.008 % |
OTC Swaps over Basket (Long) | 02.10.2017 | N/A | Cash | 18552 | 0.004 % |
OTC Swaps over Basket (Long) | 15.09.2017 | N/A | Cash | 33448 | 0.007 % |
|
|
| Total | 6215087 | 1.333 % |
8. Information in relation to the person subject to the notification obligation
| Person subject to the notification obligation is not controlled and does itself not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer (1.). |
X | Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
Name | % of voting rights (if at least held 3% or more) | % of voting rights through instruments (if at least held 5% or more) | Total of both (if at least held 5% or more) |
Bank of America Corporation | N/A % | N/A % | N/A % |
NB Holdings Corporation | N/A % | N/A % | N/A % |
Merrill Lynch International Incorporated | N/A % | N/A % | N/A % |
Merrill Lynch Group Holdings I, L.L.C. | N/A % | N/A % | N/A % |
BofAML Jersey Holdings Limited | N/A % | N/A % | N/A % |
BofAML EMEA Holdings 1 Limited | N/A % | N/A % | N/A % |
BofAML EMEA Holdings 2 Limited | N/A % | N/A % | N/A % |
ML UK Capital Holdings Limited | N/A % | N/A % | N/A % |
Merrill Lynch International | N/A % | N/A % | 5.063 % |
Bank of America Corporation | N/A % | N/A % | N/A % |
NB Holdings Corporation | N/A % | N/A % | N/A % |
BAC North America Holding Company | N/A % | N/A % | N/A % |
BANA Holding Corporation | N/A % | N/A % | N/A % |
Bank of America, National Association | N/A % | N/A % | N/A % |
Bank of America Corporation | N/A % | N/A % | N/A % |
NB Holdings Corporation | N/A % | N/A % | N/A % |
BAC North America Holding Company | N/A % | N/A % | N/A % |
BANA Holding Corporation | N/A % | N/A % | N/A % |
Bank of America, National Association | N/A % | N/A % | N/A % |
Managed Account Advisors LLC | N/A % | N/A % | N/A % |
Bank of America Corporation | N/A % | N/A % | N/A % |
NB Holdings Corporation | N/A % | N/A % | N/A % |
BAC North America Holding Company | N/A % | N/A % | N/A % |
Merrill Lynch, Pierce, Fenner & Smith Incorporated | N/A % | N/A % | N/A % |
Merrill Lynch Professional Clearing Corp. | N/A % | N/A % | N/A % |
Bank of America Corporation | N/A % | N/A % | N/A % |
NB Holdings Corporation | N/A % | N/A % | N/A % |
BAC North America Holding Company | N/A % | N/A % | N/A % |
Merrill Lynch, Pierce, Fenner & Smith Incorporated | N/A % | N/A % | N/A % |
9. In case of proxy voting according to Sec. 22 para. 3 WpHG
| Date of general meeting: | |
Holding position after general meeting: | % (equals voting rights) |
10. Other explanatory remarks:
|