Publication pursuant to section 26 (1) WpHG
Notification of Major Holdings: DEUTSCHE BANK Aktiengesellschaft
1. Details of issuer
| Deutsche Lufthansa AG Von-Gablenz-Straße 2-6 50679 Köln Germany |
2. Reason for notification
| Acquisition/disposal of shares with voting rights |
X | Acquisition/disposal of instruments |
| Change of breakdown of voting rights |
| Other reason: |
3. Details of person subject to the notification obligation
| Name: | City and country of registered office: |
DEUTSCHE BANK Aktiengesellschaft | Frankfurt am Main |
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
|
5. Date on which threshold was crossed or reached
| 01 Nov 2016 |
6. Total positions
| % of voting rights attached to shares | % of voting rights through instruments | total of both in % | total number of voting rights of issuer |
Resulting situation | 1.50 % | 3.19 % | 4.69 % | 468818054 |
Previous notification | 1.44 % | 3.64 % | 5.08 % | / |
7. Notified details of the resulting situation
a. Voting rights attached to shares (Sec.s 21, 22 WpHG)
| ISIN | absolute | in % | ||
| direct | indirect | direct | indirect |
DE0008232125 | 7021720 | 404 | 1.50 % | 0.00 % |
Total | 7022124 | 1.50 % | ||
b.1. Instruments according to Sec. 25 para. 1 No. 1 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % |
Call Options | 15.12.2017 | Anytime | 1723500 | 0.37 % |
Warrants | Open-ended | 95011 | 0.02 % | |
Call Options | 20.12.2019 | 905396 | 0.19 % | |
Right to Recall | 320398 | 0.07 % | ||
|
| Total | 3044305 | 0.65 % |
b.2. Instruments according to Sec. 25 para. 1 No. 2 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % |
Swaps | 15.02.2018 | Cash | 5004834 | 1.07 % | |
Put Options | 17.03.2017 | Anytime | Physical | 4191000 | 0.89 % |
Option Swap | 16.12.2016 | Cash | 1300000 | 0.28 % | |
Put Option | 20.12.2019 | Physical | 500000 | 0.11 % | |
Call Option | 21.12.2018 | Cash | 455000 | 0.10 % | |
Put Option | 21.12.2018 | Cash | 455000 | 0.10 % | |
|
|
| Total | 11905834 | 2.54 % |
8. Information in relation to the person subject to the notification obligation
| X | Person subject to the notification obligation is not controlled and does itself not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer (1.). |
| Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
Name | % of voting rights (if at least held 3% or more) | % of voting rights through instruments (if at least held 5% or more) | Total of both (if at least held 5% or more) |
|
9. In case of proxy voting according to Sec. 22 para. 3 WpHG
| Date of general meeting: | |
Holding position after general meeting: | % (equals voting rights) |
10. Other explanatory remarks:
|