1. Details of issuer

Deutsche Lufthansa AG
Von-Gablenz-Straße 2-6
50679 Köln
Germany


2. Reason for notification

X

Acquisition/disposal of shares with voting rights

 

Acquisition/disposal of instruments

 

Change of breakdown of voting rights

 

Other reason:


3. Details of person subject to the notification obligation

Name:

City and country of registered office:

DEUTSCHE BANK AKTIENGESELLSCHAFT

Frankfurt am Main
Germany


4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.

 


5. Date on which threshold was crossed or reached

22 March 2017


6. Total positions

 

% of voting rights attached to shares
(total of 7.a.)

% of voting rights through instruments
(total of 7.b.1 + 7.b.2)

total of both in %
(7.a. + 7.b.)

total number of voting rights of issuer

Resulting situation

2.43 %

2.95 %

5.39 %

468818054

Previous notification

1.50 %

3.19 %

4.69 %

/


7. Notified details of the resulting situation
a. Voting rights attached to shares (Sec.s 21, 22 WpHG)

ISIN

absolute

in %

 

direct
(Sec. 21 WpHG)

indirect
(Sec. 22 WpHG)

direct
(Sec. 21 WpHG)

indirect
(Sec. 22 WpHG)

DE0008232125

11411475

2

2.43 %

0.0000004 %

Total

11411477

2.43 %


b.1. Instruments according to Sec. 25 para. 1 No. 1 WpHG

Type of instrument

Expiration or maturity date

Exercise or conversion period

Voting rights absolute

Voting rights in %

Call Options

21.12.2018

Anytime

1552000

0.33 %

Call Options

20.12.2019

798396

0.17 %

 

 

Total

2350396

0.50 %


b.2. Instruments according to Sec. 25 para. 1 No. 2 WpHG

Type of instrument

Expiration or maturity date

Exercise or conversion period

Cash or physical settlement

Voting rights absolute

Voting rights in %

Swaps

04.03.2019

Cash

4698625

1.00 %

Put Options

21.12.2018

Anytime

Physical

4127700

0.88 %

Option Swap

21.12.2018

Cash

1525000

0.33 %

Put Option

20.12.2019

Physical

500000

0.11 %

Call Option

21.12.2018

Cash

353523

0.08 %

Put Option

21.12.2018

Cash

103735

0.02 %

Put Warrants

13.12.2017

Cash

153955

0.03 %

Call Warrants

18.09.2020

Cash

24023

0.005 %

Exchangeable Bonds

20.06.2017

Cash

149

0.00003 %

 

 

 

Total

11486710

2.45 %


8. Information in relation to the person subject to the notification obligation

 

Person subject to the notification obligation is not controlled and does itself not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer (1.).

X

Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

Name

% of voting rights (if at least held 3% or more)

% of voting rights through instruments (if at least held 5% or more)

Total of both (if at least held 5% or more)

DEUTSCHE BANK AKTIENGESELLSCHAFT

%

%

5.39 %

Deutsche Bank Privat- und Geschäftskunden Aktiengesellschaft

%

%

%


9. In case of proxy voting according to Sec. 22 para. 3 WpHG

Date of general meeting:

Holding position after general meeting:

% (equals voting rights)


10. Other explanatory remarks: