1. Details of issuer

Name:Deutsche Lufthansa AG
Street:Venloer Str. 151-153
Postal code:50672
City:Cologne
Germany
Legal Entity Identifier (LEI):529900PH63HYJ86ASW55


2. Reason for notification

 Acquisition/disposal of shares with voting rights
XAcquisition/disposal of instruments
 Change of breakdown of voting rights
XOther reason:
voluntary group notification with triggered threshold on subsidiary level


3. Details of person subject to the notification obligation

Legal entity: Morgan Stanley
City of registered office, country: Wilmington, Delaware, United States of America (USA)


4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.

 


5. Date on which threshold was crossed or reached:

10 Jun 2020


6. Total positions

 % of voting rights attached to shares
(total of 7.a.)
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
Total of both in %
(7.a. + 7.b.)
Total number of voting rights pursuant to Sec. 41 WpHG
New0.06 %7.36 %7.42 %478,194,257
Previous notification0.11 %7.14 %7.25 %/


7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)

ISIN

Absolute

In %

 

Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)

DE0008232125

0288,5280.00 %0.06 %

Total

288,528

0.06 %


b.1. Instruments according to Sec. 38 (1) no. 1 WpHG

Type of instrumentExpiration or maturity dateExercise or conversion periodVoting rights absoluteVoting rights in %
Call OptionFrom 19.06.2020 to 16.12.2022at any time6,319,5001.32 %
Right of recall over securities lending agreementsat any timeat any time19,840,4434.15 %
CompoundFrom 26.05.2021 to 13.06.2023at any time19,6500.00 %
  Total26,179,5935.47 %


b.2. Instruments according to Sec. 38 (1) no. 2 WpHG

Type of instrumentExpiration or maturity dateExercise or conversion periodCash or physical settlementVoting rights absoluteVoting rights in %
Retail Structured ProductFrom 24.08.2066 to 04.03.2070at any timeCash7640.00 %
Cash Settled Futures20.11.2020at any timeCash207,0000.04 %
Equity SwapFrom 09.11.2020 to 21.07.2022at any timeCash1,829,6680.38 %
CompoundFrom 28.11.2022 to 03.03.2025at any timeCash77,3870.02 %
Put OptionFrom 19.06.2020 to 17.12.2021at any timePhysical6,897,9001.44 %
   Total9,012,7191.88 %


8. Information in relation to the person subject to the notification obligation

 Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
XFull chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

Name

% of voting rights (if at least 3% or more)% of voting rights through instruments (if at least 5% or more)Total of both (if at least 5% or more)

Morgan Stanley

%%%

Morgan Stanley Capital Management, LLC

%%%

Morgan Stanley Domestic Holdings, Inc.

%%%

Morgan Stanley Capital Services LLC

%%%

-

%%%

Morgan Stanley

%%%

Morgan Stanley Capital Management, LLC

%%%

Morgan Stanley Domestic Holdings, Inc.

%%%

Morgan Stanley & Co. LLC

%%%

-

%%%

Morgan Stanley

%%%

Morgan Stanley International Holdings Inc.

%%%

Morgan Stanley International Limited

%%%

Morgan Stanley Investments (UK)

%%%

Morgan Stanley & Co. International plc

%5.13 %5.13 %

-

%%%

Morgan Stanley

%%%

Morgan Stanley Capital Management, LLC

%%%

Morgan Stanley Investment Management Inc.

%%%

-

%%%

Morgan Stanley

%%%

Morgan Stanley International Holdings Inc.

%%%

Morgan Stanley B.V.

%%%

-

%%%

Morgan Stanley

%%%

Morgan Stanley International Holdings Inc.

%%%

Morgan Stanley International Limited

%%%

Morgan Stanley Europe Holding SE

%%%

Morgan Stanley Europe SE

%%%


9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:

Proportion of voting rightsProportion of instrumentsTotal of both
%%%


10. Other explanatory remarks:

 


Date

16 Jun 2020