1. Details of issuer

Name:Deutsche Lufthansa AG
Street:Venloer Str. 151-153
Postal code:50672
City:Cologne
Germany
Legal Entity Identifier (LEI):529900PH63HYJ86ASW55


2. Reason for notification

 Acquisition/disposal of shares with voting rights
XAcquisition/disposal of instruments
 Change of breakdown of voting rights
XOther reason:
Application of trading book exemption according to sec. 36 para. 1 WpHG


3. Details of person subject to the notification obligation

Legal entity: The Goldman Sachs Group, Inc.
City of registered office, country: Wilmington, DE, United States of America (USA)


4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.

 


5. Date on which threshold was crossed or reached:

14 Jul 2020


6. Total positions

 % of voting rights attached to shares
(total of 7.a.)
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
Total of both in %
(7.a. + 7.b.)
Total number of voting rights pursuant to Sec. 41 WpHG
New0.13 %2.15 %2.28 %597,742,822
Previous notification0.16 %7.22 %7.38 %/


7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)

ISIN

Absolute

In %

 Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
DE00082321250772,2970 %0.13 %
US2515613048029,0610 %0.005 %
Total

801,358

0.13 %


b.1. Instruments according to Sec. 38 (1) no. 1 WpHG

Type of instrumentExpiration or maturity dateExercise or conversion periodVoting rights absoluteVoting rights in %
Right To RecallOpen 7,706,6271.29 %
Swap19.03.2021 92,9300.02 %
  Total7,799,5571.30 %


b.2. Instruments according to Sec. 38 (1) no. 2 WpHG

Type of instrumentExpiration or maturity dateExercise or conversion periodCash or physical settlementVoting rights absoluteVoting rights in %
Put Warrant31.12.2030 Cash1,888,9560.32 %
Swap31.12.2030 Cash3,161,5710.53 %
   Total5,050,5270.84 %


8. Information in relation to the person subject to the notification obligation

 Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
XFull chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:
Name% of voting rights (if at least 3% or more)% of voting rights through instruments (if at least 5% or more)Total of both (if at least 5% or more)
The Goldman Sachs Group, Inc.%%%
GSAM Holdings LLC%%%
Goldman Sachs Asset Management, L.P.%%%
-%%%
The Goldman Sachs Group, Inc.%%%
Goldman, Sachs & Co. Wertpapier GmbH%%%
-%%%
The Goldman Sachs Group, Inc.%%%
Goldman Sachs & Co. LLC%%%
-%%%
The Goldman Sachs Group, Inc.%%%
IMD Holdings LLC%%%
United Capital Financial Partners, Inc.%%%
United Capital Financial Advisers, LLC%%%


9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:

Proportion of voting rightsProportion of instrumentsTotal of both
%%%


10. Other explanatory remarks:

 


Date

17 Jul 2020