1. Details of issuer

Name:

Deutsche Lufthansa AG

Street:

Venloer Str. 151-153

Postal code:

50672

City:

Cologne
Germany

Legal Entity Identifier (LEI):

529900PH63HYJ86ASW55


2. Reason for notification

X

Acquisition/disposal of shares with voting rights

X

Acquisition/disposal of instruments

 

Change of breakdown of voting rights

X

Other reason:
non-applying of trading book exemption according to sec. 36 para. 1 WpHG


3. Details of person subject to the notification obligation

Legal entity: Société Générale S.A.
City of registered office, country: Paris, France


4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.

 


5. Date on which threshold was crossed or reached:

09 Apr 2021


6. Total positions

 

% of voting rights attached to shares
(total of 7.a.)

% of voting rights through instruments
(total of 7.b.1 + 7.b.2)

Total of both in %
(7.a. + 7.b.)

Total number of voting rights pursuant to Sec. 41 WpHG

New

0.29 %

5.04 %

5.33 %

597,742,822

Previous notification

0 %

0 %

0 %

/


7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)

ISIN

Absolute

In %

 

Direct
(Sec. 33 WpHG)

Indirect
(Sec. 34 WpHG)

Direct
(Sec. 33 WpHG)

Indirect
(Sec. 34 WpHG)

DE0008232125

1,589,020

115,000

0.27 %

0.02 %

Total

1,704,020

0.29 %


b.1. Instruments according to Sec. 38 (1) no. 1 WpHG

Type of instrument

Expiration or maturity date

Exercise or conversion period

Voting rights absolute

Voting rights in %

Right to recall lent securities

N/A

N/A

3,678,433

0.62 %

Convertible Bonds

17.11.2025

17.11.2025

771,605

0.13 %

Listed Call Options

18.06.2021-17.12.2021

Until 18.06.2021-17.12.2021

624,900

0.10 %

Certificates

16.04.2021-17.02.2023

16.04.2021-17.02.2023

1,194,025

0.20 %

 

 

Total

6,268,963

1.05 %


b.2. Instruments according to Sec. 38 (1) no. 2 WpHG

Type of instrument

Expiration or maturity date

Exercise or conversion period

Cash or physical settlement

Voting rights absolute

Voting rights in %

Equity Linked Swap on Basket

19.04.2021

19.04.2021

Cash

2,357,829

0.39 %

OTC Call Options on Basket

03.01.2025

03.01.2025

Cash

2,170

0.00 %

OTC Call Options on Basket

03.01.2033

Until 03.01.2033

Cash

238,846

0.04 %

Contracts For Difference

N/A

N/A

Cash

2,350,029

0.39 %

Certificates

26.05.2021

26.05.2021

Cash

75,712

0.01 %

Certificates

31.12.2030-03.01.2033

Until 31.12.2030-03.01.2033

Cash

58,340

0.01 %

Equity Linked Swap

16.04.2021

16.04.2021

Cash

82,700

0.01 %

OTC Call Options

16.04.2021-03.01.2033

Until 16.04.2021-03.01.2033

Cash

5,236,022

0.88 %

OTC Call Options

18.06.2021-17.12.2021

18.06.2021-17.12.2021

Cash

564,932

0.09 %

OTC Put Options

16.04.2021-03.01.2033

Until 16.04.2021-03.01.2033

Cash

1,292,511

0.22 %

OTC Put Options

16.04.2021-17.12.2021

16.04.2021-17.12.2021

Cash

192,694

0.03 %

Listed Put Options

18.06.2021-15.12.2023

Until 18.06.2021-15.12.2023

Physical

5,139,100

0.86 %

Listed Call Warrants

16.04.2021-03.01.2033

Until 16.04.2021-03.01.2033

Cash

4,519,591

0.76 %

Listed Call Warrants

18.06.2021-03.01.2025

18.06.2021-03.01.2025

Cash

281,433

0.05 %

Listed Put Warrants

16.04.2021-03.01.2033

Until 16.04.2021-03.01.2033

Cash

1,292,511

0.22 %

Listed Put Warrants

16.04.2021-17.12.2021

16.04.2021-17.12.2021

Cash

192,694

0.03 %

 

 

 

Total

23,877,114

3.99 %


8. Information in relation to the person subject to the notification obligation

 

Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).

X

Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

Name

% of voting rights (if at least 3% or more)

% of voting rights through instruments (if at least 5% or more)

Total of both (if at least 5% or more)

-Société Générale S.A.

%

%

%

-

%

%

%

-Société Générale S.A.

%

%

%

-Société Générale Effekten GmbH

%

%

%

-

%

%

%

-Société Générale S.A.

%

%

%

-Généfinance S.A.

%

%

%

-Sogéparticipations S.A.

%

%

%

-Société Générale Luxembourg

%

%

%

-SG Issuer S.A.

%

%

%

-

%

%

%

-Société Générale S.A.

%

%

%

-SG Americas Securities Holding, LLC

%

%

%

-SG Americas Securities, LLC

%

%

%


9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:

Proportion of voting rights

Proportion of instruments

Total of both

%

%

%


10. Other explanatory remarks:

 


Date

14 Apr 2021