Shareholder structure

Publication pursuant to section 40 (1) WpHG

Notification of Major Holdings: Société Générale S.A.

1. Details of issuer

Name:

Deutsche Lufthansa AG

Street:

Venloer Str. 151-153

Postal code:

50672

City:

Cologne
Germany

Legal Entity Identifier (LEI):

529900PH63HYJ86ASW55


2. Reason for notification

 

Acquisition/disposal of shares with voting rights

X

Acquisition/disposal of instruments

 

Change of breakdown of voting rights

X

Other reason:
non-applying of trading book exemption according to sec. 36 para. 1 WpHG


3. Details of person subject to the notification obligation

Legal entity: Société Générale S.A.
City of registered office, country: Paris, France


4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.

 


5. Date on which threshold was crossed or reached:

12 Apr 2022


6. Total positions

 

% of voting rights attached to shares
(total of 7.a.)

% of voting rights through instruments
(total of 7.b.1 + 7.b.2)

Total of both in %
(7.a. + 7.b.)

Total number of voting rights pursuant to Sec. 41 WpHG

New

0.05 %

5.08 %

5.13 %

1,195,485,644

Previous notification

0 %

0 %

0 %

/


7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)

ISIN

Absolute

In %

 

Direct
(Sec. 33 WpHG)

Indirect
(Sec. 34 WpHG)

Direct
(Sec. 33 WpHG)

Indirect
(Sec. 34 WpHG)

DE0008232125

573,604

0

0.05 %

0.00 %

Total

573,604

0.05 %


b.1. Instruments according to Sec. 38 (1) no. 1 WpHG

Type of instrument

Expiration or maturity date

Exercise or conversion period

Voting rights absolute

Voting rights in %

Right to recall lent securities

N/A

N/A

18,817,369

1.57 %

Listed Call Options

17.06.2022-21.06.2024

Until 17.06.2022-21.06.2024

2,040,119

0.17 %

Certificates

23.05.2022-16.06.2023

23.05.2022-16.06.2023

2,649,984

0.22 %

 

 

Total

23,507,472

1.97 %


b.2. Instruments according to Sec. 38 (1) no. 2 WpHG

Type of instrument

Expiration or maturity date

Exercise or conversion period

Cash or physical settlement

Voting rights absolute

Voting rights in %

OTC Call Options on Basket

03.01.2033

Until 03.01.2033

Cash

1,150,938

0.10 %

Contracts For Difference

N/A

N/A

Cash

36,062

0 %

Certificates

16.12.2022- 16.06.2023

16.12.2022- 16.06.2023

Cash

1,173,411

0.10 %

Certificates

31.12.2030-03.01.2033

Until 31.12.2030-03.01.2033

Cash

36,349

0 %

OTC Call Options

14.04.2022-03.01.2033

Until 14.04.2022-03.01.2033

Cash

9,646,169

0.81 %

OTC Call Options

17.06.2022-16.12.2022

17.06.2022-16.12.2022

Cash

826,420

0.07 %

OTC Put Options

14.04.2022-03.01.2033

Until 14.04.2022-03.01.2033

Cash

2,123,080

0.18 %

OTC Put Options

14.04.2022-16.09.2022

14.04.2022-16.09.2022

Cash

467,671

0.04 %

Listed Put Options

17.06.2022-15.12.2023

Until 17.06.2022-15.12.2023

Physical

4,415,265

0.37 %

Listed Call Warrants

14.04.2022-03.01.2033

Until 14.04.2022-03.01.2033

Cash

12,178,736

1.02 %

Listed Call Warrants

17.06.2022-16.12.2022

17.06.2022-16.12.2022

Cash

746,518

0.06 %

Listed Put Warrants

14.04.2022-03.01.2033

Until 14.04.2022-03.01.2033

Cash

3,927,080

0.33 %

Listed Put Warrants

14.04.2022-16.09.2022

14.04.2022-16.09.2022

Cash

468,633

0.04 %

 

 

 

Total

37,196,332

3.11 %


8. Information in relation to the person subject to the notification obligation

 

Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).

X

Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

Name

% of voting rights (if at least 3% or more)

% of voting rights through instruments (if at least 5% or more)

Total of both (if at least 5% or more)

Société Générale S.A.

%

%

%

Société Générale Effekten GmbH

%

%

%


9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:

Proportion of voting rights

Proportion of instruments

Total of both

%

%

%


10. Other explanatory remarks:

 


Date

15 Apr 2022