Publication pursuant to section 40 (1) WpHG

Name:

Deutsche Lufthansa AG

Street:

Venloer Str. 151-153

Postal code:

50672

City:

Cologne
Germany

Legal Entity Identifier (LEI):

529900PH63HYJ86ASW55

X

Acquisition/disposal of shares with voting rights

Acquisition/disposal of instruments

Change of breakdown of voting rights

X

Other reason:
Settlement of new shares from a rights offering with shareholders/ investors; Applying of trading book exemption according to sec. 36 para. 1 WpHG.

Legal entity: Bank of America Corporation
City of registered office, country: Wilmington, DE, United States of America (USA)

11 Oct 2021

% of voting rights attached to shares
(total of 7.a.)

% of voting rights through instruments
(total of 7.b.1 + 7.b.2)

Total of both in %
(7.a. + 7.b.)

Total number of voting rights pursuant to Sec. 41 WpHG

New

0.75 %

1.69 %

2.44 %

1,195,485,644

Previous notification

6.33 %

1.52 %

7.85 %

/

ISIN

Absolute

In %

Direct
(Sec. 33 WpHG)

Indirect
(Sec. 34 WpHG)

Direct
(Sec. 33 WpHG)

Indirect
(Sec. 34 WpHG)

DE0008232125

0

8,891,695

0.00 %

0.74 %

US2515613048

0

49,443

0.00 %

0.00 %

Total

8,941,138

0.75 %

Type of instrument

Expiration or maturity date

Exercise or conversion period

Voting rights absolute

Voting rights in %

Right to Recall

N/A

N/A

6,948,632

0.58 %

Rights of Use

N/A

N/A

176,314

0.01 %

Call Options

17/12/2021 - 16/12/2022

N/A

560,475

0.05 %

Total

7,685,421

0.64 %

Type of instrument

Expiration or maturity date

Exercise or conversion period

Cash or physical settlement

Voting rights absolute

Voting rights in %

Put Options

17/12/2021 - 18/03/2022

N/A

Physical

8,184,412

0.68 %

Swaps

31/01/2022 - 08/08/2024

N/A

Cash

4,166,438

0.35 %

Futures

19/11/2021

N/A

Cash

139,667

0.01 %

Total

12,490,517

1.04 %

Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).

X

Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

Name

% of voting rights (if at least 3% or more)

% of voting rights through instruments (if at least 5% or more)

Total of both (if at least 5% or more)

Bank of America Corporation

%

%

%

NB Holdings Corporation

%

%

%

BofA Securities, Inc

%

%

%

-

%

%

%

Bank of America Corporation

%

%

%

NB Holdings Corporation

%

%

%

BAC North America Holding Company

%

%

%

Bank of America, National Association

%

%

%

-

%

%

%

Bank of America Corporation

%

%

%

NB Holdings Corporation

%

%

%

BAC North America Holding Company

%

%

%

Merrill Lynch, Pierce, Fenner & Smith Incorporated

%

%

%

Managed Account Advisors LLC

%

%

%

-

%

%

%

Bank of America Corporation

%

%

%

NB Holdings Corporation

%

%

%

BofAML Jersey Holdings Limited

%

%

%

BofAML EMEA Holdings 2 Limited

%

%

%

ML UK Capital Holdings Limited

%

%

%

Merrill Lynch International

%

%

%

-

%

%

%

Bank of America Corporation

%

%

%

NB Holdings Corporation

%

%

%

BofA Securities, Inc.

%

%

%

Merrill Lynch Professional Clearing Corp.

%

%

%

-

%

%

%

Bank of America Corporation

%

%

%

NB Holdings Corporation

%

%

%

BAC North America Holding Company

%

%

%

Bank of America, National Association

%

%

%

U.S Trust Company of Delaware

%

%

%

Proportion of voting rights

Proportion of instruments

Total of both

%

%

%

13 Oct 2021